0001144204-19-003993.txt : 20190131 0001144204-19-003993.hdr.sgml : 20190131 20190131135302 ACCESSION NUMBER: 0001144204-19-003993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190129 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DERRICO GEORGIA S CENTRAL INDEX KEY: 0001239905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33037 FILM NUMBER: 19554806 MAIL ADDRESS: STREET 1: 2954 BURRLAND LANE CITY: THE PLAINS STATE: VA ZIP: 20198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTER R RODERICK CENTRAL INDEX KEY: 0001249469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33037 FILM NUMBER: 19554807 MAIL ADDRESS: STREET 1: 2954 BURRLAND LANE CITY: THE PLAINS STATE: VA ZIP: 20198 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Southern National Bancorp of Virginia Inc CENTRAL INDEX KEY: 0001325670 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 201417448 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1770 TIMBERWOOD BOULEVARD STREET 2: SUITE 100 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22911 BUSINESS PHONE: (434) 973-5242 MAIL ADDRESS: STREET 1: 1770 TIMBERWOOD BOULEVARD STREET 2: SUITE 100 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22911 4 1 tv512148_4.xml OWNERSHIP DOCUMENT X0306 4 2019-01-29 0 0001325670 Southern National Bancorp of Virginia Inc SONA 0001239905 DERRICO GEORGIA S 2954 BURRLAND LANE THE PLAINS VA 20198 0 1 0 0 Executive Chairman 0001249469 PORTER R RODERICK 2954 BURRLAND LANE THE PLAINS VA 20198 0 1 0 0 Vice Chairman Common Stock 2019-01-29 4 P 0 3000 14.8060 A 482224 D Common Stock 2019-01-30 4 P 0 1862 15 A 484086 D Common Stock 750 D Common Stock 105375 I By IRA Common Stock 45235 I By IRA Common Stock 15137 I By 401k Plan Employee Stock Option (Right to Buy) 7.04 2011-07-27 2020-07-27 Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 7.2 2012-03-21 2021-03-21 Common Stock 40000 50000 D Employee Stock Option (Right to Buy) 7.92 2013-12-05 2022-12-05 Common Stock 40000 90000 D Employee Stock Option (Right to Buy) 9.14 2014-06-21 2023-06-21 Common Stock 40000 130000 D Employee Stock Option (Right to Buy) 10.47 2015-07-22 2024-07-22 Common Stock 48000 178000 D Employee Stock Option (Right ti Buy) 11.43 2016-06-19 2025-06-19 Common Stock 48000 226000 D Employee Stock Option (Right to Buy) 11.99 2017-06-16 2026-06-16 Common Stock 48000 274000 D Includes restricted stock which vests in 5 annual installments beginning January 24, 2020. Owned as follows: 10,000 by Georgia S. Derrico and 10,000 by R. Roderick Porter These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married. These shares are owned by Georgia S. Derrico These shares are held in an IRA owned by Georgia S. Derrico These shares are held in an IRA owned by R. Roderick Porter These shares are held in a 401k plan as follows: 7,542 by Georgia S. Derrico and 7,595 by R. Roderick Porter These options are owned as follows: 5,000 by Georgia S. Derrico and 5,000 by R. Roderick Porter These options are owned as follows: 20,000 by Georgia S. Derrico and 20,000 by R. Roderick Porter These options are owned as follows: 20,000 by Georgia S. Derrico and 20,000 by R. Roderick Porter These options are owned as follows: 20,000 by Georgia S. Derrico and 20,000 by R. Roderick Porter These options are exercisable as follows: 9600 on 7/22/15, 9600 on 7/22/16, 9600 on 7/22/17, 9600 on 7/22/18, 9600 on 7/22/19 These options are owned as follows: 24,000 by Georgia S. Derrico and 24,000 by R. Roderick Porter These options are exercisable as follows: 9600 on 6/19/16, 9600 on 6/19/17, 9600 on 6/19/18, 9600 on 6/19/19, 9600 on 6/19/20 These options are owned as follows: 24,000 by Georgia S. Derrico and 24,000 by R. Roderick Porter These options are exercisable as follows: 9600 on 6/16/17, 9600 on 6/16/18, 9600 on 6/16/19, 9600 on 6/16/20, 9600 on 6/16/21 These options are owned as follows: 24,000 by Georgia S. Derrico and 24,00 by R Roderick Porter /s/ Georgia S. Derrico 2019-01-31 /s/ R. Roderick Porter 2019-01-31