0001239819-24-000023.txt : 20240124 0001239819-24-000023.hdr.sgml : 20240124 20240124171737 ACCESSION NUMBER: 0001239819-24-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240122 FILED AS OF DATE: 20240124 DATE AS OF CHANGE: 20240124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graeff Scott A CENTRAL INDEX KEY: 0001362847 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 24557651 MAIL ADDRESS: STREET 1: LUNA INNOVATIONS INCORPORATED STREET 2: 2851 COMMERCE STREET CITY: BLACKSBURG STATE: VA ZIP: 24060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 4 1 wk-form4_1706134634.xml FORM 4 X0508 4 2024-01-22 0 0001239819 LUNA INNOVATIONS INC LUNA 0001362847 Graeff Scott A C/O LUNA INNOVATIONS INCORPORATED 301 1ST STREET, SW, SUITE 200 ROANOKE VA 24011 1 1 0 0 Chief Executive Officer 0 Stock Units 2024-01-22 4 A 0 82090 0 A Common Stock 82090 82090 D Each stock unit represents the contingent right to receive one share of common stock of the Issuer. The stock units vest in three equal annual installments from January 22, 2024, subject to the Reporting Person's continued service with the Company as of each vesting date. Subject to vesting, the stock units will become issuable in common stock of the Issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, death, disability, an unforeseeable financial emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. /s/ Scott A. Graeff 2024-01-24