0001239819-22-000016.txt : 20220110 0001239819-22-000016.hdr.sgml : 20220110 20220110174501 ACCESSION NUMBER: 0001239819-22-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220106 FILED AS OF DATE: 20220110 DATE AS OF CHANGE: 20220110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Soller Brian CENTRAL INDEX KEY: 0001860127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 22522215 MAIL ADDRESS: STREET 1: 301 1ST STREET, SW, SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 BUSINESS PHONE: 540-769-8400 MAIL ADDRESS: STREET 1: 301 FIRST STREET SW STREET 2: SUITE 200 CITY: ROANOKE STATE: VA ZIP: 24011 4 1 wf-form4_164185468693214.xml FORM 4 X0306 4 2022-01-06 0 0001239819 LUNA INNOVATIONS INC LUNA 0001860127 Soller Brian 301 1ST STREET, SW SUITE 200 ROANOKE VA 24011 0 1 0 0 Chief Operating Officer Common Stock 2022-01-06 4 A 0 13889 0 A 158782 D Common Stock 2022-01-07 4 F 0 1381 7.48 D 157401 D Common Stock 2022-01-10 4 F 0 3777 7.42 D 153624 D Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three equal annual installments from January 6, 2022, subject to the Reporting Person's continued service with the Company as of each vesting date. These shares were repurchased by the Issuer pursuant to the election of the holder to satisfy tax withholdings requirements with respect to the vesting of restricted stock awards. The price represents the closing sales price of the Issuer's common stock on the date of the vesting. /s/ Scott A. Graeff, Attorney-In-Fact 2022-01-10