-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T84cQYj7daVzjDQs6tl29TyEyiwOkuL6BIPEXKfpcK46FrI967U+6r/XsdlhFfSt Y51PGtLSvGWk0cET1evJUA== 0001193125-08-160303.txt : 20080729 0001193125-08-160303.hdr.sgml : 20080729 20080729170748 ACCESSION NUMBER: 0001193125-08-160303 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080723 ITEM INFORMATION: Other Events FILED AS OF DATE: 20080729 DATE AS OF CHANGE: 20080729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LUNA INNOVATIONS INC CENTRAL INDEX KEY: 0001239819 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-52008 FILM NUMBER: 08976559 BUSINESS ADDRESS: STREET 1: 2851 COMMERCE ST CITY: BLACKSBURG STATE: VA ZIP: 24060 BUSINESS PHONE: 540-552-5128 8-K 1 d8k.htm FORM 8K Form 8K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 23, 2008

 

 

Luna Innovations Incorporated

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-52008   54-1560050

(State or other jurisdiction of

incorporation)

   (Commission File Number)  

(IRS Employer

Identification No.)

1 Riverside Circle, Suite 400

Roanoke, Virginia 24016

(Address of principal executive offices, including zip code)

540-769-8400

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

Item 8.01. Other Events.

On July 23, 2008, we entered into a settlement agreement and mutual release with our former auditing and accounting firm (the “Settlement and Release”). Under the Settlement and Release, that firm without any admission of liability and without any adjudication of fact or law, agreed to pay us a lump sum settlement amount of one million dollars ($1,000,000) and the parties each agreed to a mutual general release of claims. In addition, the parties agreed to jointly dismiss with prejudice all claims, counterclaims and causes of action alleged in the lawsuit between the parties pending in the Circuit Court for the City of Richmond, Virginia.

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Luna Innovations Incorporated
By:   /s/ Kevin W. Holt
 

Kevin W. Holt

Vice President and General Counsel

Date: July 29, 2008

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