0001209191-17-041981.txt : 20170627
0001209191-17-041981.hdr.sgml : 20170627
20170627170939
ACCESSION NUMBER: 0001209191-17-041981
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170623
FILED AS OF DATE: 20170627
DATE AS OF CHANGE: 20170627
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OTONOMY, INC.
CENTRAL INDEX KEY: 0001493566
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262590070
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (619) 323-2200
MAIL ADDRESS:
STREET 1: 4796 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: Otonomy, Inc.
DATE OF NAME CHANGE: 20100607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOUMEAU ERIC J
CENTRAL INDEX KEY: 0001239648
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36591
FILM NUMBER: 17933058
MAIL ADDRESS:
STREET 1: C/O HOLLIS-EDEN PHARMACEUTICALS
STREET 2: 4435 EASTGATE MALL STE.400
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-06-23
0
0001493566
OTONOMY, INC.
OTIC
0001239648
LOUMEAU ERIC J
C/O OTONOMY, INC.
4796 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
GC & Chief Compliance Officer
Common Stock
2015-12-01
4
A
0
648
20.37
A
648
D
Common Stock
2016-06-01
4
A
0
1021
13.13
A
1669
D
Common Stock
2016-12-01
4
A
0
647
13.05
A
2316
D
Common Stock
2017-06-01
4
A
0
1206
11.43
A
3522
D
Common Stock
2017-06-23
4
S
0
2316
18.50
D
1206
D
Common Stock
2017-06-26
4
S
0
1206
18.75
D
0
D
Employee Stock Option (right to buy)
31.59
2025-05-15
Common Stock
100000
100000
D
Employee Stock Option (right to buy)
14.44
2026-03-01
Common Stock
70000
70000
D
Employee Stock Option (right to buy)
14.00
2027-03-06
Common Stock
50000
50000
D
Acquired pursuant to the Issuer's 2014 Employee Stock Purchase Plan.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
One-fourth of the shares subject to the option vested on May 15, 2016, and one forty-eighth of the shares vest monthly thereafter.
One-fourth of the shares subject to the option vested on March 1, 2017 and one forty-eighth of the shares vest monthly thereafter.
One-fourth of the shares subject to the option vest on March 6, 2018 and one forty-eighth of the shares vest monthly thereafter.
/s/ Eric J. Loumeau
2017-06-27