0001209191-17-041981.txt : 20170627 0001209191-17-041981.hdr.sgml : 20170627 20170627170939 ACCESSION NUMBER: 0001209191-17-041981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170623 FILED AS OF DATE: 20170627 DATE AS OF CHANGE: 20170627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTONOMY, INC. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (619) 323-2200 MAIL ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Otonomy, Inc. DATE OF NAME CHANGE: 20100607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOUMEAU ERIC J CENTRAL INDEX KEY: 0001239648 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 17933058 MAIL ADDRESS: STREET 1: C/O HOLLIS-EDEN PHARMACEUTICALS STREET 2: 4435 EASTGATE MALL STE.400 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-23 0 0001493566 OTONOMY, INC. OTIC 0001239648 LOUMEAU ERIC J C/O OTONOMY, INC. 4796 EXECUTIVE DRIVE SAN DIEGO CA 92121 0 1 0 0 GC & Chief Compliance Officer Common Stock 2015-12-01 4 A 0 648 20.37 A 648 D Common Stock 2016-06-01 4 A 0 1021 13.13 A 1669 D Common Stock 2016-12-01 4 A 0 647 13.05 A 2316 D Common Stock 2017-06-01 4 A 0 1206 11.43 A 3522 D Common Stock 2017-06-23 4 S 0 2316 18.50 D 1206 D Common Stock 2017-06-26 4 S 0 1206 18.75 D 0 D Employee Stock Option (right to buy) 31.59 2025-05-15 Common Stock 100000 100000 D Employee Stock Option (right to buy) 14.44 2026-03-01 Common Stock 70000 70000 D Employee Stock Option (right to buy) 14.00 2027-03-06 Common Stock 50000 50000 D Acquired pursuant to the Issuer's 2014 Employee Stock Purchase Plan. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. One-fourth of the shares subject to the option vested on May 15, 2016, and one forty-eighth of the shares vest monthly thereafter. One-fourth of the shares subject to the option vested on March 1, 2017 and one forty-eighth of the shares vest monthly thereafter. One-fourth of the shares subject to the option vest on March 6, 2018 and one forty-eighth of the shares vest monthly thereafter. /s/ Eric J. Loumeau 2017-06-27