0001447362-23-000173.txt : 20231212
0001447362-23-000173.hdr.sgml : 20231212
20231212192352
ACCESSION NUMBER: 0001447362-23-000173
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231208
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAETZOLD DEREK J
CENTRAL INDEX KEY: 0001239501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38984
FILM NUMBER: 231482567
MAIL ADDRESS:
STREET 1: 820 S. FRIENDSWOOD DRIVE
STREET 2: SUITE 201
CITY: FRIENDSWOOD
STATE: TX
ZIP: 77546
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLE BIOSCIENCES INC
CENTRAL INDEX KEY: 0001447362
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 770701774
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 505 S FRIENDSWOOD DRIVE
STREET 2: SUITE 401
CITY: FRIENDSWOOD
STATE: TX
ZIP: 77546
BUSINESS PHONE: 866-788-9007
MAIL ADDRESS:
STREET 1: 505 S FRIENDSWOOD DRIVE
STREET 2: SUITE 401
CITY: FRIENDSWOOD
STATE: TX
ZIP: 77546
4
1
wk-form4_1702427020.xml
FORM 4
X0508
4
2023-12-08
0
0001447362
CASTLE BIOSCIENCES INC
CSTL
0001239501
MAETZOLD DEREK J
C/O CASTLE BIOSCIENCES, INC.
505 S. FRIENDSWOOD DRIVE, SUITE 401
FRIENDSWOOD
TX
77546
1
1
0
0
Pres. & Chief Exec. Officer
1
Common Stock
2023-12-08
4
S
0
2322
20.10
D
94895
D
Common Stock
2023-12-08
4
S
0
732
20.10
D
99482
I
By The Maetzold Descendants 2020 Trust
Common Stock
2023-12-08
4
S
0
732
20.10
D
88377
I
By Derek Maetzold 2020 Irrevocable Trust
Common Stock
2023-12-08
4
S
0
267
20.10
D
14330
I
By The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk
Common Stock
2023-12-08
4
S
0
267
20.10
D
14331
I
By The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold
Common Stock
2023-12-08
4
S
0
265
20.10
D
14332
I
By The Maetzold 2018 Remainder Trust FBO John Derek Maetzold
Common Stock
2023-12-08
4
S
0
267
20.10
D
14325
I
By The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold
Common Stock
2023-12-09
4
M
0
33496
0
A
128391
D
Common Stock
2023-12-09
4
F
0
11481
20.17
D
116910
D
Common Stock
2023-12-10
4
M
0
15424
0
A
132334
D
Common Stock
2023-12-10
4
F
0
4370
20.17
D
127964
D
Common Stock
2023-12-10
4
M
0
5363
0
A
133327
D
Common Stock
2023-12-10
4
F
0
2111
20.17
D
131216
D
Common Stock
149000
I
By DJM Grantor Retained Annuity Trust No. 5
Restricted Stock Units
2023-12-09
4
M
0
33496
0
D
Common Stock
33496
100487
D
Restricted Stock Units
2023-12-10
4
M
0
15424
0
D
Common Stock
15424
30849
D
Restricted Stock Units
2023-12-10
4
M
0
5363
0
D
Common Stock
5363
5362
D
These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person, The Maetzold Descendants 2020 Trust, Derek Maetzold 2020 Irrevocable Trust, The Maetzold 2018 Remainder Trust f/b/o Emily Carol Kirk, The Maetzold 2018 Remainder Trust f/b/o Hannah Elizabeth Maetzold, The Maetzold 2018 Remainder Trust f/b/o John Derek Maetzold, and The Maetzold 2018 Remainder Trust f/b/o Peter Douglas Maetzold on March 16, 2023.
This transaction was executed in multiple trades at prices ranging from $20.00 to $20.20, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
Held by The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk of which the Reporting Person is the trustee and his child is the beneficiary.
Held by The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
Held by The Maetzold 2018 Remainder Trust FBO John Derek Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
Held by The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
Held by DJM Grantor Retained Annuity Trust No. 5 of which the Reporting Person is the trustee and beneficiary.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.
On December 9, 2022, the Reporting Person was granted 133,982 RSUs, which vest in four equal annual installments beginning on December 9, 2023.
On December 10, 2021, the Reporting Person was granted 61,698 RSUs, which vest in four equal annual installments beginning on December 10, 2022.
On December 10, 2020, the reporting person was granted 21,450 RSUs, which vest in four equal annual installments beginning on December 10, 2021.
/s/ Frank Stokes, Attorney-in-fact
2023-12-12