0001447362-21-000229.txt : 20210930
0001447362-21-000229.hdr.sgml : 20210930
20210930160746
ACCESSION NUMBER: 0001447362-21-000229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210928
FILED AS OF DATE: 20210930
DATE AS OF CHANGE: 20210930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAETZOLD DEREK J
CENTRAL INDEX KEY: 0001239501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38984
FILM NUMBER: 211295168
MAIL ADDRESS:
STREET 1: 820 S. FRIENDSWOOD DRIVE
STREET 2: SUITE 201
CITY: FRIENDSWOOD
STATE: TX
ZIP: 77546
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLE BIOSCIENCES INC
CENTRAL INDEX KEY: 0001447362
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 770701774
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 505 S FRIENDSWOOD DRIVE
STREET 2: SUITE 401
CITY: FRIENDSWOOD
STATE: TX
ZIP: 77546
BUSINESS PHONE: 866-788-9007
MAIL ADDRESS:
STREET 1: 505 S FRIENDSWOOD DRIVE
STREET 2: SUITE 401
CITY: FRIENDSWOOD
STATE: TX
ZIP: 77546
4
1
wf-form4_163303245062139.xml
FORM 4
X0306
4
2021-09-28
0
0001447362
CASTLE BIOSCIENCES INC
CSTL
0001239501
MAETZOLD DEREK J
C/O CASTLE BIOSCIENCES, INC.
505 S. FRIENDSWOOD DRIVE, SUITE 401
FRIENDSWOOD
TX
77546
1
1
0
0
Pres. & Chief Exec. Officer
Common Stock
2021-09-28
4
S
0
3115
66.04
D
312903
D
Common Stock
2021-09-28
4
S
0
5760
67.13
D
307143
D
Common Stock
2021-09-28
4
S
0
1000
67.84
D
306143
D
Common Stock
2021-09-28
4
S
0
125
68.69
D
306018
D
Common Stock
2021-09-28
4
S
0
266
66.01
D
136195
I
By DJM Grantor Retained Annuity Trust No. 1
Common Stock
2021-09-28
4
S
0
534
67.23
D
135661
I
By DJM Grantor Retained Annuity Trust No. 1
Common Stock
2021-09-28
4
S
0
33
68.26
D
135628
I
By DJM Grantor Retained Annuity Trust No. 1
Common Stock
2021-09-28
4
S
0
267
66.01
D
159033
I
By The Maetzold Descendants 2020 Trust
Common Stock
2021-09-28
4
S
0
533
67.23
D
158500
I
By The Maetzold Descendants 2020 Trust
Common Stock
2021-09-28
4
S
0
33
68.26
D
158467
I
By The Maetzold Descendants 2020 Trust
Common Stock
2021-09-28
4
S
0
267
66.01
D
146432
I
By Derek Maetzold 2020 Irrevocable Trust
Common Stock
2021-09-28
4
S
0
533
67.23
D
145899
I
By Derek Maetzold 2020 Irrevocable Trust
Common Stock
2021-09-28
4
S
0
34
68.26
D
145865
I
By Derek Maetzold 2020 Irrevocable Trust
Common Stock
2021-09-29
4
S
0
6072
64.88
D
299946
D
Common Stock
2021-09-29
4
S
0
2326
65.85
D
297620
D
Common Stock
2021-09-29
4
S
0
1571
66.87
D
296049
D
Common Stock
2021-09-29
4
S
0
31
67.42
D
296018
D
Common Stock
2021-09-29
4
S
0
500
64.89
D
135128
I
By DJM Grantor Retained Annuity Trust No. 1
Common Stock
2021-09-29
4
S
0
234
65.92
D
134894
I
By DJM Grantor Retained Annuity Trust No. 1
Common Stock
2021-09-29
4
S
0
100
66.92
D
134794
I
By DJM Grantor Retained Annuity Trust No. 1
Common Stock
2021-09-29
4
S
0
500
64.89
D
157967
I
By The Maetzold Descendants 2020 Trust
Common Stock
2021-09-29
4
S
0
233
65.92
D
157734
I
By The Maetzold Descendants 2020 Trust
Common Stock
2021-09-29
4
S
0
100
66.92
D
157634
I
By The Maetzold Descendants 2020 Trust
Common Stock
2021-09-29
4
S
0
500
64.89
D
145365
I
By Derek Maetzold 2020 Irrevocable Trust
Common Stock
2021-09-29
4
S
0
233
65.92
D
145132
I
By Derek Maetzold 2020 Irrevocable Trust
Common Stock
2021-09-29
4
S
0
100
66.92
D
145032
I
By Derek Maetzold 2020 Irrevocable Trust
These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.
This transaction was executed in multiple trades at prices ranging from $65.63 to $66.60, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $66.65 to $67.59, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $67.65 to $68.16, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $68.69 to $68.71, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
This transaction was executed in multiple trades at prices ranging from $65.62 to $66.45, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
This transaction was executed in multiple trades at prices ranging from $66.77 to $67.73, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
This transaction was executed in multiple trades at prices ranging from $64.37 to $65.36, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $65.37 to $66.36, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $66.39 to $67.37, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $64.40 to $65.34, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $65.43 to $66.39, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $66.51 to $67.19, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Greg Acosta, Attorney-in-fact
2021-09-30