0001447362-21-000219.txt : 20210915 0001447362-21-000219.hdr.sgml : 20210915 20210915181328 ACCESSION NUMBER: 0001447362-21-000219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210913 FILED AS OF DATE: 20210915 DATE AS OF CHANGE: 20210915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAETZOLD DEREK J CENTRAL INDEX KEY: 0001239501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38984 FILM NUMBER: 211256379 MAIL ADDRESS: STREET 1: 820 S. FRIENDSWOOD DRIVE STREET 2: SUITE 201 CITY: FRIENDSWOOD STATE: TX ZIP: 77546 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE BIOSCIENCES INC CENTRAL INDEX KEY: 0001447362 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 770701774 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 S FRIENDSWOOD DRIVE STREET 2: SUITE 401 CITY: FRIENDSWOOD STATE: TX ZIP: 77546 BUSINESS PHONE: 866-788-9007 MAIL ADDRESS: STREET 1: 505 S FRIENDSWOOD DRIVE STREET 2: SUITE 401 CITY: FRIENDSWOOD STATE: TX ZIP: 77546 4 1 wf-form4_163174398958106.xml FORM 4 X0306 4 2021-09-13 0 0001447362 CASTLE BIOSCIENCES INC CSTL 0001239501 MAETZOLD DEREK J C/O CASTLE BIOSCIENCES, INC. 505 S. FRIENDSWOOD DRIVE, SUITE 401 FRIENDSWOOD TX 77546 1 1 0 0 Pres. & Chief Exec. Officer Common Stock 2021-09-13 4 S 0 1000 70.644 D 345018 D Common Stock 2021-09-13 4 S 0 1400 71.878 D 343618 D Common Stock 2021-09-13 4 S 0 3112 73.099 D 340506 D Common Stock 2021-09-13 4 S 0 2788 74.049 D 337718 D Common Stock 2021-09-13 4 S 0 1700 74.708 D 336018 D Common Stock 2021-09-13 4 S 0 134 70.473 D 141327 I By DJM Grantor Retained Annuity Trust No. 1 Common Stock 2021-09-13 4 S 0 200 71.492 D 141127 I By DJM Grantor Retained Annuity Trust No. 1 Common Stock 2021-09-13 4 S 0 533 72.937 D 140594 I By DJM Grantor Retained Annuity Trust No. 1 Common Stock 2021-09-13 4 S 0 533 73.994 D 140061 I By DJM Grantor Retained Annuity Trust No. 1 Common Stock 2021-09-13 4 S 0 266 74.688 D 139795 I By DJM Grantor Retained Annuity Trust No. 1 Common Stock 2021-09-13 4 S 0 133 70.473 D 164167 I By The Maetzold Descendants 2020 Trust Common Stock 2021-09-13 4 S 0 200 71.492 D 163967 I By The Maetzold Descendants 2020 Trust Common Stock 2021-09-13 4 S 0 534 72.937 D 163433 I By The Maetzold Descendants 2020 Trust Common Stock 2021-09-13 4 S 0 533 73.994 D 162900 I By The Maetzold Descendants 2020 Trust Common Stock 2021-09-13 4 S 0 267 74.688 D 162633 I By The Maetzold Descendants 2020 Trust Common Stock 2021-09-13 4 S 0 133 70.473 D 151566 I By Derek Maetzold 2020 Irrevocable Trust Common Stock 2021-09-13 4 S 0 200 71.492 D 151366 I By Derek Maetzold 2020 Irrevocable Trust Common Stock 2021-09-13 4 S 0 533 72.937 D 150833 I By Derek Maetzold 2020 Irrevocable Trust Common Stock 2021-09-13 4 S 0 534 73.994 D 150299 I By Derek Maetzold 2020 Irrevocable Trust Common Stock 2021-09-13 4 S 0 267 74.688 D 150032 I By Derek Maetzold 2020 Irrevocable Trust Common Stock 2021-09-14 4 S 0 4154 73.324 D 331864 D Common Stock 2021-09-14 4 S 0 3241 74.63 D 328623 D Common Stock 2021-09-14 4 S 0 1205 75.561 D 327418 D Common Stock 2021-09-14 4 S 0 1400 76.451 D 326018 D Common Stock 2021-09-14 4 S 0 781 73.359 D 139014 I By DJM Grantor Retained Annuity Trust No. 1 Common Stock 2021-09-14 4 S 0 473 74.647 D 138541 I By DJM Grantor Retained Annuity Trust No. 1 Common Stock 2021-09-14 4 S 0 227 75.691 D 138314 I By DJM Grantor Retained Annuity Trust No. 1 Common Stock 2021-09-14 4 S 0 186 76.425 D 138128 I By DJM Grantor Retained Annuity Trust No. 1 These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020. This transaction was executed in multiple trades at prices ranging from $70.140 to $71.070, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $71.610 to $72.530, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $72.610 to $73.600, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $73.630 to $74.610, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $74.630 to $74.840, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021. This transaction was executed in multiple trades at prices ranging from $70.280 to $70.745, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary. This transaction was executed in multiple trades at prices ranging from $71.300 to $71.895, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $72.530 to $73.290, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $74.645 to $74.735, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries. Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries. This transaction was executed in multiple trades at prices ranging from $72.970 to $73.940, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $74.010 to $75.000, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $75.020 to $75.995, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $76.220 to $76.640, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $73.050 to $73.940, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $74.100 to $75.070, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $75.105 to $76.070, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $76.300 to $76.630, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Transactions are continued on a Form 4 filed contemporaneously herewith. /s/ Greg Acosta, Attorney-in-fact 2021-09-15