0001127602-17-030783.txt : 20171101 0001127602-17-030783.hdr.sgml : 20171101 20171101164307 ACCESSION NUMBER: 0001127602-17-030783 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171101 DATE AS OF CHANGE: 20171101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEMPSEY WILLIAM G CENTRAL INDEX KEY: 0001239422 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 171169501 MAIL ADDRESS: STREET 1: C/O LANDAUER, INC. STREET 2: 2 SCIENCE ROAD CITY: GLENWOOD STATE: IL ZIP: 60425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-3333 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2017-09-30 0 0 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001239422 DEMPSEY WILLIAM G 640 WATERSIDE DRIVE MARCO ISLAND FL 34145 1 Restricted Stock Units Common Stock 2657 2657 D Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) Subject to any deferral election on timing of distribution by the reporting person under the Plan, the reporting person may elect to receive the Restricted Stock Units in Common Stock or cash upon separation from service as a director. Balance includes 14 additional Restricted Stock Units acquired in lieu of cash dividends (5 acquired on June 15, 2017, and 9 on September 15, 2017), pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. /s/ Jennifer I. Henkel, Attorney-in-Fact 2017-11-01