0000927089-16-001047.txt : 20161208
0000927089-16-001047.hdr.sgml : 20161208
20161208160458
ACCESSION NUMBER: 0000927089-16-001047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161208
FILED AS OF DATE: 20161208
DATE AS OF CHANGE: 20161208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunshine Financial Inc
CENTRAL INDEX KEY: 0001500837
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 364678532
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 EAST PARK AVENUE
CITY: TALLAHASSEE
STATE: FL
ZIP: 32301
BUSINESS PHONE: 850-219-7301
MAIL ADDRESS:
STREET 1: 1400 EAST PARK AVENUE
CITY: TALLAHASSEE
STATE: FL
ZIP: 32301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWAIN SCOTT A
CENTRAL INDEX KEY: 0001239206
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54280
FILM NUMBER: 162041470
MAIL ADDRESS:
STREET 1: C/O SUNSHINE FINANCIAL INC
STREET 2: 1400 EAST PARK AVENUE
CITY: TALLAHASSEE
STATE: FL
ZIP: 32301
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-12-08
0001500837
Sunshine Financial Inc
SSNF
0001239206
SWAIN SCOTT A
SUNSHINE FINANCIAL, INC.
1400 EAST PARK AVENUE
TALLAHASSEE
FL
32301
0
1
0
0
SVP, CFO and Treasurer
Common Stock
2016-12-08
4
S
0
716
19.15
D
4200
D
Common Stock
2764
I
Held in ESOP
Common Stock
4146
I
Held in 401(k) Plan
Employee Stock Option (Right to Buy)
10.75
2017-12-10
2022-12-10
Common Stock
10000
10000
D
Shares of Company common stock are not directly allocated to 401(k) plan participants, but instead are held in a unitized fund that consists of cash and Company common stock in amounts that vary from time to time. The shares reported above represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Company's 401(k) plan. These shares were previously reported by the reporting person as directly owned.
/s/ Scott A. Swain
2016-12-08