0000927089-16-000851.txt : 20160525 0000927089-16-000851.hdr.sgml : 20160525 20160525170853 ACCESSION NUMBER: 0000927089-16-000851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160524 FILED AS OF DATE: 20160525 DATE AS OF CHANGE: 20160525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunshine Financial Inc CENTRAL INDEX KEY: 0001500837 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 364678532 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 EAST PARK AVENUE CITY: TALLAHASSEE STATE: FL ZIP: 32301 BUSINESS PHONE: 850-219-7301 MAIL ADDRESS: STREET 1: 1400 EAST PARK AVENUE CITY: TALLAHASSEE STATE: FL ZIP: 32301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWAIN SCOTT A CENTRAL INDEX KEY: 0001239206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54280 FILM NUMBER: 161675379 MAIL ADDRESS: STREET 1: C/O SUNSHINE FINANCIAL INC STREET 2: 1400 EAST PARK AVENUE CITY: TALLAHASSEE STATE: FL ZIP: 32301 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-05-24 0001500837 Sunshine Financial Inc SSNF 0001239206 SWAIN SCOTT A SUNSHINE FINANCIAL, INC. 1400 EAST PARK AVENUE TALLAHASSEE FL 32301 0 1 0 0 SVP, CFO and Treasurer Common Stock 2016-05-24 4 S 0 717 19.20 D 5200 D Common Stock 2764 I Held in ESOP Common Stock 4146 I Held in 401(k) Plan Employee Stock Option (Right to Buy) 10.75 2017-12-10 2022-12-10 Common Stock 10000 10000 D Shares of Company common stock are not directly allocated to 401(k) plan participants, but instead are held in a unitized fund that consists of cash and Company common stock in amounts that vary from time to time. The shares reported above represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Company's 401(k) plan. These shares were previously reported by the reporting person as directly owned. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Brian P. Baggett, POA 2016-05-25