0001398344-23-019757.txt : 20231026
0001398344-23-019757.hdr.sgml : 20231026
20231026111939
ACCESSION NUMBER: 0001398344-23-019757
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231026
DATE AS OF CHANGE: 20231026
EFFECTIVENESS DATE: 20231026
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
CENTRAL INDEX KEY: 0001238990
IRS NUMBER: 820566501
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10972
FILM NUMBER: 231348184
BUSINESS ADDRESS:
STREET 1: 7701 FRANCE AVE. SOUTH
STREET 2: SUITE 300
CITY: EDINA
STATE: MN
ZIP: 55435
BUSINESS PHONE: 9522244350
MAIL ADDRESS:
STREET 1: 7701 FRANCE AVE. SOUTH
STREET 2: SUITE 300
CITY: EDINA
STATE: MN
ZIP: 55435
FORMER COMPANY:
FORMER CONFORMED NAME: BRIDGEWATER CAPITAL ADVISORS INC
DATE OF NAME CHANGE: 20030605
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001238990
XXXXXXXX
09-30-2023
09-30-2023
false
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
7701 FRANCE AVE. SOUTH
SUITE 300
EDINA
MN
55435
13F HOLDINGS REPORT
028-10972
000117962
801-61205
N
Howard D. Punch, Jr.
President
952-224-4350
/s/ Howard D. Punch, Jr.
Edina
MN
10-24-2023
0
231
1561322320
INFORMATION TABLE
2
fp0085396-1_13fhr-table.xml
180 DEGREE CAP CORP
COM NEW
68235B208
3171168
747917
SH
SOLE
0
0
747917
3M CO
COM
88579Y101
1697796
18135
SH
SOLE
0
0
18135
A10 NETWORKS INC
COM
002121101
17437977
1160211
SH
SOLE
0
0
1160211
ABBOTT LABS
COM
002824100
207453
2142
SH
SOLE
0
0
2142
ABBVIE INC
COM
00287Y109
335385
2250
SH
SOLE
0
0
2250
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
10775508
35087
SH
SOLE
0
0
35087
ACRES COMMERCIAL REALTY CORP
COM NEW
00489Q102
5902965
711192
SH
SOLE
0
0
711192
ADDUS HOMECARE CORP
COM
006739106
11817932
138724
SH
SOLE
0
0
138724
AGILYSYS INC
COM
00847J105
8472119
128055
SH
SOLE
0
0
128055
AGNC INVT CORP
COM
00123Q104
8556222
906379
SH
SOLE
0
0
906379
ALAMO GROUP INC
COM
011311107
11697403
67670
SH
SOLE
0
0
67670
ALLIENT INC
COM
019330109
9710333
314047
SH
SOLE
0
0
314047
ALPHABET INC
CAP STK CL A
02079K305
14915900
113984
SH
SOLE
0
0
113984
ALPHABET INC
CAP STK CL C
02079K107
1075909
8160
SH
SOLE
0
0
8160
ALPS ETF TR
ALERIAN MLP
00162Q452
9568878
226751
SH
SOLE
0
0
226751
ALTA EQUIPMENT GROUP INC
COMMON STOCK
02128L106
9892535
820277
SH
SOLE
0
0
820277
AMERIPRISE FINL INC
COM
03076C106
11376129
34507
SH
SOLE
0
0
34507
AMES NATL CORP
COM
031001100
735971
44362
SH
SOLE
0
0
44362
AMGEN INC
COM
031162100
241884
900
SH
SOLE
0
0
900
APPLE INC
COM
037833100
1941288
11339
SH
SOLE
0
0
11339
ARBOR REALTY TRUST INC
COM
038923108
615145
40523
SH
SOLE
0
0
40523
ARCOSA INC
COM
039653100
24059403
334623
SH
SOLE
0
0
334623
ARHAUS INC
COM CL A
04035M102
6016077
646890
SH
SOLE
0
0
646890
ARLINGTON ASSET INVST CORP
CL A NEW
041356205
6248800
1460000
SH
SOLE
0
0
1460000
ASTRONOVA INC
COM
04638F108
6202312
496185
SH
SOLE
0
0
496185
AT&T INC
COM
00206R102
6663858
443666
SH
SOLE
0
0
443666
AVIAT NETWORKS INC
COM NEW
05366Y201
15518350
497383
SH
SOLE
0
0
497383
AVID BIOSERVICES INC
COM
05368M106
11201871
1186639
SH
SOLE
0
0
1186639
B. RILEY FINANCIAL INC
COM
05580M108
31809042
776020
SH
SOLE
0
0
776020
BANK AMERICA CORP
COM
060505104
322153
11766
SH
SOLE
0
0
11766
BAR HBR BANKSHARES
COM
066849100
8966146
379439
SH
SOLE
0
0
379439
BARINGS BDC INC
COM
06759L103
13647185
1531671
SH
SOLE
0
0
1531671
BCE INC
COM NEW
05534B760
5875456
153929
SH
SOLE
0
0
153929
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1062954
2
SH
SOLE
0
0
2
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
15501569
44252
SH
SOLE
0
0
44252
BLACKSTONE SECD LENDING FD
COMMON STOCK
09261X102
7983778
291805
SH
SOLE
0
0
291805
BLUELINX HLDGS INC
COM NEW
09624H208
39352399
479381
SH
SOLE
0
0
479381
BOEING CO
COM
097023105
7642287
39870
SH
SOLE
0
0
39870
BOSTON SCIENTIFIC CORP
COM
101137107
417701
7911
SH
SOLE
0
0
7911
BRIDGEWATER BANCSHARES INC
COM
108621103
6202764
654300
SH
SOLE
0
0
654300
BRIGHTSPIRE CAPITAL INC
COM CL A
10949T109
452911
72350
SH
SOLE
0
0
72350
BRIGHTVIEW HLDGS INC
COM
10948C107
11351340
1464689
SH
SOLE
0
0
1464689
BRISTOL-MYERS SQUIBB CO
COM
110122108
246496
4247
SH
SOLE
0
0
4247
BRUNSWICK CORP
COM
117043109
9450362
119625
SH
SOLE
0
0
119625
BUILDERS FIRSTSOURCE INC
COM
12008R107
16547342
132921
SH
SOLE
0
0
132921
CAPITAL SOUTHWEST CORP
COM
140501107
17714554
773561
SH
SOLE
0
0
773561
CARRIER GLOBAL CORPORATION
COM
14448C104
7877518
142709
SH
SOLE
0
0
142709
CAVCO INDS INC DEL
COM
149568107
6281265
23644
SH
SOLE
0
0
23644
CELCUITY INC
COM
15102K100
548400
60000
SH
SOLE
0
0
60000
CHARLES & COLVARD LTD
COM
159765106
1060819
1853931
SH
SOLE
0
0
1853931
CHEVRON CORP NEW
COM
166764100
494596
2933
SH
SOLE
0
0
2933
CINTAS CORP
COM
172908105
9717388
20202
SH
SOLE
0
0
20202
CION INVT CORP
COM
17259U204
17232615
1630333
SH
SOLE
0
0
1630333
CIVEO CORP CDA
COM NEW
17878Y207
6588471
317823
SH
SOLE
0
0
317823
CIVITAS RESOURCES INC
COM NEW
17888H103
17437127
215619
SH
SOLE
0
0
215619
CLIMB GLOBAL SOLUTIONS INC
COM
946760105
7267226
168966
SH
SOLE
0
0
168966
COASTAL FINL CORP WA
COM NEW
19046P209
2231320
52000
SH
SOLE
0
0
52000
COCA COLA CO
COM
191216100
223920
4000
SH
SOLE
0
0
4000
COLUMBUS MCKINNON CORP N Y
COM
199333105
10857518
311015
SH
SOLE
0
0
311015
COSTCO WHSL CORP NEW
COM
22160K105
232199
411
SH
SOLE
0
0
411
CSW INDUSTRIALS INC
COM
126402106
14988642
85532
SH
SOLE
0
0
85532
CVS HEALTH CORP
COM
126650100
5926116
84877
SH
SOLE
0
0
84877
DEERE & CO
COM
244199105
9098287
24109
SH
SOLE
0
0
24109
DHI GROUP INC
COM
23331S100
7396687
2417218
SH
SOLE
0
0
2417218
DIAMOND HILL INVT GROUP INC
COM NEW
25264R207
4129965
24500
SH
SOLE
0
0
24500
DIGI INTL INC
COM
253798102
11779715
436286
SH
SOLE
0
0
436286
DISNEY WALT CO
COM
254687106
9604720
118504
SH
SOLE
0
0
118504
DISTRIBUTION SOLUTIONS GRP I
COM
520776105
9393228
361278
SH
SOLE
0
0
361278
DLH HLDGS CORP
COM
23335Q100
6754514
578793
SH
SOLE
0
0
578793
DOCGO INC
COM
256086109
10955063
2055359
SH
SOLE
0
0
2055359
DOUGLAS DYNAMICS INC
COM
25960R105
11008853
364773
SH
SOLE
0
0
364773
EASTERLY GOVT PPTYS INC
COM
27616P103
2995543
262077
SH
SOLE
0
0
262077
ELECTROMED INC
COM
285409108
4352329
418896
SH
SOLE
0
0
418896
ELEVANCE HEALTH INC
COM
036752103
10615524
24380
SH
SOLE
0
0
24380
EMERSON ELEC CO
COM
291011104
302457
3132
SH
SOLE
0
0
3132
ENSTAR GROUP LIMITED
SHS
G3075P101
10868425
44911
SH
SOLE
0
0
44911
EOG RES INC
COM
26875P101
10010209
78970
SH
SOLE
0
0
78970
EPSILON ENERGY LTD
COM
294375209
1480591
280415
SH
SOLE
0
0
280415
EQUITY COMWLTH
COM SH BEN INT
294628102
70894
3859
SH
SOLE
0
0
3859
EQUITY COMWLTH
6.5% CNV PFD D
294628201
1898334
75903
SH
SOLE
0
0
75903
ETSY INC
COM
29786A106
4860003
75256
SH
SOLE
0
0
75256
EVOLUTION PETE CORP
COM
30049A107
3247427
474770
SH
SOLE
0
0
474770
FASTENAL CO
COM
311900104
222713
4076
SH
SOLE
0
0
4076
FIRST TR HIGH YIELD OPPRT 20
COM
33741Q107
11874053
891445
SH
SOLE
0
0
891445
FIRST WESTN FINL INC
COM
33751L105
5191572
286037
SH
SOLE
0
0
286037
FISERV INC
COM
337738108
11820325
104642
SH
SOLE
0
0
104642
FLEXSTEEL INDS INC
COM
339382103
3752079
180736
SH
SOLE
0
0
180736
FRANKLIN COVEY CO
COM
353469109
25941978
604426
SH
SOLE
0
0
604426
GAMBLING COM GROUP LIMITED
ORDINARY SHARES
G3R239101
6193707
473525
SH
SOLE
0
0
473525
GENTHERM INC
COM
37253A103
8314571
153236
SH
SOLE
0
0
153236
GLOBAL SHIP LEASE INC NEW
COM CL A
Y27183600
35052685
1911270
SH
SOLE
0
0
1911270
GLOBE LIFE INC
COM
37959E102
479499
4410
SH
SOLE
0
0
4410
GREEN BRICK PARTNERS INC
COM
392709101
19040160
458688
SH
SOLE
0
0
458688
GREENLIGHT CAPITAL RE LTD
CLASS A
G4095J109
4780804
445140
SH
SOLE
0
0
445140
HACKETT GROUP INC
COM
404609109
9764065
413907
SH
SOLE
0
0
413907
HARVARD BIOSCIENCE INC
COM
416906105
12569046
2923034
SH
SOLE
0
0
2923034
HEALTHSTREAM INC
COM
42222N103
18223352
844456
SH
SOLE
0
0
844456
HERITAGE CRYSTAL CLEAN INC
COM
42726M106
16639998
366924
SH
SOLE
0
0
366924
HERITAGE GLOBAL INC
COM
42727E103
8615771
2761465
SH
SOLE
0
0
2761465
HILLMAN SOLUTIONS CORP
COM
431636109
12047821
1460342
SH
SOLE
0
0
1460342
HOME DEPOT INC
COM
437076102
203052
672
SH
SOLE
0
0
672
HONEYWELL INTL INC
COM
438516106
278758
1509
SH
SOLE
0
0
1509
LUMENT FINANCE TRUST INC
COM
55025L108
3448821
1658087
SH
SOLE
0
0
1658087
IAC INC
COM NEW
44891N208
6945092
137827
SH
SOLE
0
0
137827
INFUSYSTEM HLDGS INC
COM
45685K102
9060810
939918
SH
SOLE
0
0
939918
INNOVATIVE SOLUTIONS & SUPPO
COM
45769N105
326648
42980
SH
SOLE
0
0
42980
INTEL CORP
COM
458140100
604634
17008
SH
SOLE
0
0
17008
INTERNATIONAL BUSINESS MACHS
COM
459200101
209333
1492
SH
SOLE
0
0
1492
ISHARES TR
CORE DIV GRWTH
46434V621
7370
149
SH
SOLE
0
0
149
ISHARES INC
CORE MSCI EMKT
46434G103
3536046
74302
SH
SOLE
0
0
74302
ISHARES TR
CORE MSCI EURO
46434V738
3022249
60859
SH
SOLE
0
0
60859
ISHARES TR
CORE S&P500 ETF
464287200
118952
277
SH
SOLE
0
0
277
ISHARES TR
CORE S&P MCP ETF
464287507
99740
400
SH
SOLE
0
0
400
ISHARES TR
CORE S&P SCP ETF
464287804
57258
607
SH
SOLE
0
0
607
ISHARES TR
CORE S&P TTL STK
464287150
183670
1950
SH
SOLE
0
0
1950
ISHARES TR
CORE US AGGBD ET
464287226
83225
885
SH
SOLE
0
0
885
ISHARES TR
DOW JONES US ETF
464287846
9770
94
SH
SOLE
0
0
94
ISHARES TR
IBOXX HI YD ETF
464288513
5529
75
SH
SOLE
0
0
75
ISHARES TR
IBOXX INV CP ETF
464287242
3469
34
SH
SOLE
0
0
34
ISHARES TR
ISHS 1-5YR INVS
464288646
19876
399
SH
SOLE
0
0
399
ISHARES TR
MICRO-CAP ETF
464288869
35435
354
SH
SOLE
0
0
354
ISHARES TR
MSCI KLD400 SOC
464288570
150608
1850
SH
SOLE
0
0
1850
ISHARES TR
MSCI USA ESG SLC
464288802
36888
410
SH
SOLE
0
0
410
ISHARES TR
RUS 2000 VAL ETF
464287630
2147
16
SH
SOLE
0
0
16
ISHARES TR
RUSSELL 2000 ETF
464287655
40827
231
SH
SOLE
0
0
231
ISHARES TR
S&P 500 GRWT ETF
464287309
6043523
88330
SH
SOLE
0
0
88330
ISHARES TR
S&P 500 VAL ETF
464287408
7086063
46061
SH
SOLE
0
0
46061
ISHARES TR
S&P MC 400GR ETF
464287606
21672
300
SH
SOLE
0
0
300
ISHARES TR
SELECT DIVID ETF
464287168
16792
156
SH
SOLE
0
0
156
ISHARES TR
SP SMCP600VL ETF
464287879
4308460
48290
SH
SOLE
0
0
48290
ISSUER DIRECT CORP
COM NEW
46520M204
1650546
87795
SH
SOLE
0
0
87795
JOHNSON & JOHNSON
COM
478160104
11222102
72052
SH
SOLE
0
0
72052
JPMORGAN CHASE & CO
COM
46625H100
11228970
77430
SH
SOLE
0
0
77430
KARAT PACKAGING INC
COM
48563L101
1277524
55400
SH
SOLE
0
0
55400
KENNEDY-WILSON HOLDINGS INC
COM
489398107
9027810
612470
SH
SOLE
0
0
612470
KINDER MORGAN INC DEL
COM
49456B101
9361530
564628
SH
SOLE
0
0
564628
KKR & CO INC
COM
48251W104
12402596
201341
SH
SOLE
0
0
201341
LEGACY HOUSING CORP
COM
52472M101
11893769
612765
SH
SOLE
0
0
612765
ELI LILLY & CO
COM
532457108
2961198
5513
SH
SOLE
0
0
5513
LINCOLN EDL SVCS CORP
COM
533535100
4620460
546800
SH
SOLE
0
0
546800
LIQUIDITY SVCS INC
COM
53635B107
6299150
357500
SH
SOLE
0
0
357500
LOGAN RIDGE FINANCE CORP
COM
541098109
4348826
209582
SH
SOLE
0
0
209582
LUNA INNOVATIONS INC
COM
550351100
7309530
1247360
SH
SOLE
0
0
1247360
MADDEN STEVEN LTD
COM
556269108
6227088
196005
SH
SOLE
0
0
196005
MARKEL GROUP INC
COM
570535104
201731
137
SH
SOLE
0
0
137
MATCH GROUP INC NEW
COM
57667L107
9648215
246285
SH
SOLE
0
0
246285
MCDONALDS CORP
COM
580135101
495267
1880
SH
SOLE
0
0
1880
MERCK & CO INC
COM
58933Y105
205900
2000
SH
SOLE
0
0
2000
MICROSOFT CORP
COM
594918104
16027737
50761
SH
SOLE
0
0
50761
MOTOROLA SOLUTIONS INC
COM NEW
620076307
456198
1676
SH
SOLE
0
0
1676
NOODLES & CO
COM CL A
65540B105
2238514
909965
SH
SOLE
0
0
909965
NORTHERN TECHNOLOGIES INTL C
COM
665809109
6908837
516742
SH
SOLE
0
0
516742
NUVEEN PFD & INCOME TERM FD
COM
67075A106
6631738
386240
SH
SOLE
0
0
386240
NVE CORP
COM NEW
629445206
7351530
89500
SH
SOLE
0
0
89500
NVIDIA CORPORATION
COM
67066G104
1109224
2550
SH
SOLE
0
0
2550
OAKTREE SPECIALTY LENDING CO
COM
67401P405
15805956
785584
SH
SOLE
0
0
785584
OLO INC
CL A
68134L109
168468
27800
SH
SOLE
0
0
27800
OPTEX SYS HLDGS INC
COM NEW
68384X209
1891285
455183
SH
SOLE
0
0
455183
ORACLE CORP
COM
68389X105
11834674
111732
SH
SOLE
0
0
111732
PAR PAC HOLDINGS INC
COM NEW
69888T207
38135501
1061088
SH
SOLE
0
0
1061088
PERFORMANT FINL CORP
COM
71377E105
6172975
2731405
SH
SOLE
0
0
2731405
PFIZER INC
COM
717081103
668939
20167
SH
SOLE
0
0
20167
PHX MINERALS INC
CL A
69291A100
4226203
1161045
SH
SOLE
0
0
1161045
PIMCO ENERGY & TACTICAL CR O
COM SHS BEN INT
69346N107
21757465
1097199
SH
SOLE
0
0
1097199
PLUMAS BANCORP
COM
729273102
1305957
38253
SH
SOLE
0
0
38253
PORTMAN RIDGE FIN CORP
COM NEW
73688F201
2292964
119115
SH
SOLE
0
0
119115
POTBELLY CORP
COM
73754Y100
10260978
1315510
SH
SOLE
0
0
1315510
PRO-DEX INC COLO
COM NEW
74265M205
1092877
69610
SH
SOLE
0
0
69610
PROCTER AND GAMBLE CO
COM
742718109
559957
3839
SH
SOLE
0
0
3839
QUEST RESOURCE HLDG CORP
COM NEW
74836W203
3005695
406175
SH
SOLE
0
0
406175
QUIPT HOME MEDICAL CORP
COM
74880P104
1318946
259125
SH
SOLE
0
0
259125
RADNET INC
COM
750491102
29478393
1045704
SH
SOLE
0
0
1045704
REPUBLIC SVCS INC
COM
760759100
10260155
71996
SH
SOLE
0
0
71996
RESEARCH SOLUTIONS INC
COM
761025105
961500
384600
SH
SOLE
0
0
384600
RF INDS LTD
COM PAR $0.01
749552105
3059213
1016350
SH
SOLE
0
0
1016350
ROPER TECHNOLOGIES INC
COM
776696106
435852
900
SH
SOLE
0
0
900
ROYCE MICRO-CAP TR INC
COM
780915104
7698617
929785
SH
SOLE
0
0
929785
ROYCE VALUE TR INC
COM
780910105
701762
54527
SH
SOLE
0
0
54527
SELECT WATER SOLUTIONS INC
CL A COM
81617J301
17631135
2217753
SH
SOLE
0
0
2217753
SILVERCREST ASSET MGMT GROUP
CL A
828359109
4793645
302057
SH
SOLE
0
0
302057
SKYLINE CHAMPION CORPORATION
COM
830830105
6373402
100022
SH
SOLE
0
0
100022
SPDR SER TR
PRTFLO S&P500 HI
78468R788
250505
7143
SH
SOLE
0
0
7143
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1515982
3546
SH
SOLE
0
0
3546
SPROUTS FMRS MKT INC
COM
85208M102
25014783
584458
SH
SOLE
0
0
584458
SRH TOTAL RETURN FUND INC
COM
101507101
4924425
379386
SH
SOLE
0
0
379386
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
6651986
126608
SH
SOLE
0
0
126608
ARROWMARK FINANCIAL CORP
COM
861780104
1190552
68070
SH
SOLE
0
0
68070
STONEX GROUP INC
COM
861896108
52203108
538621
SH
SOLE
0
0
538621
STRATEGIC TRUST
RUNNING GWTH ETF
48817R870
210749
8285
SH
SOLE
0
0
8285
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
103039
106500
SH
SOLE
0
0
106500
STRYKER CORPORATION
COM
863667101
320819
1174
SH
SOLE
0
0
1174
TARGET CORP
COM
87612E106
7082593
64055
SH
SOLE
0
0
64055
TECHTARGET INC
COM
87874R100
6721116
221381
SH
SOLE
0
0
221381
THERMO FISHER SCIENTIFIC INC
COM
883556102
9841773
19444
SH
SOLE
0
0
19444
TILE SHOP HLDGS INC
COM
88677Q109
4588520
835796
SH
SOLE
0
0
835796
TOPGOLF CALLAWAY BRANDS CORP
COM
131193104
18298056
1322114
SH
SOLE
0
0
1322114
TRANSCAT INC
COM
893529107
10039182
102472
SH
SOLE
0
0
102472
U HAUL HOLDING COMPANY
COM
023586100
839288
15380
SH
SOLE
0
0
15380
U HAUL HOLDING COMPANY
COM SER N
023586506
8321402
158836
SH
SOLE
0
0
158836
UFP TECHNOLOGIES INC
COM
902673102
7103800
44000
SH
SOLE
0
0
44000
UNITEDHEALTH GROUP INC
COM
91324P102
19573264
38821
SH
SOLE
0
0
38821
UNIVERSAL TECHNICAL INST INC
COM
913915104
11081377
1322360
SH
SOLE
0
0
1322360
US BANCORP DEL
COM NEW
902973304
623313
18854
SH
SOLE
0
0
18854
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
46900
190
SH
SOLE
0
0
190
VANGUARD ADMIRAL FDS INC
500 VAL IDX FD
921932703
49365
332
SH
SOLE
0
0
332
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932828
698588
7993
SH
SOLE
0
0
7993
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
366923
3551
SH
SOLE
0
0
3551
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
9084
46
SH
SOLE
0
0
46
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
86315
403
SH
SOLE
0
0
403
VANGUARD INDEX FDS
MID CAP ETF
922908629
9371
45
SH
SOLE
0
0
45
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
7188
95
SH
SOLE
0
0
95
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
2248396
5725
SH
SOLE
0
0
5725
VANGUARD SCOTTSDALE FDS
VNG RUS1000IDX
92206C730
9816
50
SH
SOLE
0
0
50
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
436823
6553
SH
SOLE
0
0
6553
VANGUARD INDEX FDS
SMALL CP ETF
922908751
173377
917
SH
SOLE
0
0
917
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
827365
5188
SH
SOLE
0
0
5188
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
150468
708
SH
SOLE
0
0
708
VERRA MOBILITY CORP
CL A COM STK
92511U102
18882269
1009747
SH
SOLE
0
0
1009747
VIEMED HEALTHCARE INC
COM
92663R105
3432872
510085
SH
SOLE
0
0
510085
VIRTUS CONVERTIBLE & INC 202
COM
92838R105
10631546
1210882
SH
SOLE
0
0
1210882
VISA INC
COM CL A
92826C839
207009
900
SH
SOLE
0
0
900
VITESSE ENERGY INC
COMMON STOCK
92852X103
11413386
498619
SH
SOLE
0
0
498619
WASTE MGMT INC DEL
COM
94106L109
8349495
54772
SH
SOLE
0
0
54772
WELLS FARGO CO NEW
COM
949746101
415138
10160
SH
SOLE
0
0
10160
WESTERN ASSET GLOBAL CORP DE
COM
95790C107
8945949
754932
SH
SOLE
0
0
754932
WESTERN ASSET HIGH YIELD DEF
COM
95768B107
10475923
911743
SH
SOLE
0
0
911743
WILLIAMS COS INC
COM
969457100
6347905
188421
SH
SOLE
0
0
188421
XPEL INC
COM
98379L100
9188821
119165
SH
SOLE
0
0
119165
LENDINGTREE INC
NOTE 0.500% 7/1
52603BAD9
2882250
3660000
SH
SOLE
0
0
3660000
WAYFAIR INC
NOTE 0.625%10/0
94419LAM3
4788828
5560000
SH
SOLE
0
0
5560000
TELADOC HEALTH INC
NOTE 1.250% 6/0
87918AAF2
3860980
4845000
SH
SOLE
0
0
4845000