0001209191-18-009605.txt : 20180213 0001209191-18-009605.hdr.sgml : 20180213 20180213165452 ACCESSION NUMBER: 0001209191-18-009605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180209 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TWOMEY CHRISTOPHER J CENTRAL INDEX KEY: 0001238935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36189 FILM NUMBER: 18604390 MAIL ADDRESS: STREET 1: 4767 NEXUS CENTRE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC CENTRAL INDEX KEY: 0001438133 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 204327508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11045 ROSELLE STREET STREET 2: SUITE 200 CITY: San Diego STATE: CA ZIP: 92121 BUSINESS PHONE: 858-366-6900 MAIL ADDRESS: STREET 1: 11045 ROSELLE STREET STREET 2: SUITE 200 CITY: San Diego STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-09 0 0001438133 TANDEM DIABETES CARE INC TNDM 0001238935 TWOMEY CHRISTOPHER J C/O TANDEM DIABETES CARE, INC., 11045 ROSELLE STREET SAN DIEGO CA 92121 1 0 0 0 Common Stock 2018-02-09 4 P 0 50000 2.00 A 52550 I See Footnotes Common Stock 2018-02-09 4 P 0 25000 2.00 A 26758 I See Footnotes The reporting person has committed to purchase shares in connection with the Company's underwritten registered public offering of common stock. The amount of securities beneficially owned following the reported transactions reflects the 10 for 1 reverse stock split of the Issuer's issued and outstanding common stock which was effective on October 9, 2017. The securities are held by the Chris J. Twomey and Rebecca J. Twomey Family Trust UTD September 20, 2002. The securities are directly owed by Twomey Family Investments, LLC. The Reporting Person is co-manager of Twomey Family Investments, LLC and shares voting and investment power over the securities held by Twomey Family Investments, LLC and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Twomey Family Investments, LLC, except to the extent of his proportionate pecuniary interest therein. /s/ David B. Berger, Attorney-in-Fact for Christopher J. Twomey 2018-02-13