0001437749-15-012619.txt : 20150619
0001437749-15-012619.hdr.sgml : 20150619
20150619164835
ACCESSION NUMBER: 0001437749-15-012619
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150618
FILED AS OF DATE: 20150619
DATE AS OF CHANGE: 20150619
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 1st Century Bancshares, Inc.
CENTRAL INDEX KEY: 0001420525
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 261169687
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-270-9500
MAIL ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROTHENBERG ALAN I
CENTRAL INDEX KEY: 0001238629
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34226
FILM NUMBER: 15942889
MAIL ADDRESS:
STREET 1: 633 WEST FIFTH ST.
STREET 2: SUITE 4000
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
4
1
rdgdoc.xml
FORM 4
X0306
4
2015-06-18
0001420525
1st Century Bancshares, Inc.
FCTY
0001238629
ROTHENBERG ALAN I
1875 CENTURY PARK EAST
SUITE 1400
LOS ANGELES
CA
90067
1
1
1
CEO and Chairman of the Board
Common Stock
2015-06-18
4
M
0
307573
8.01
A
1052616
D
Common Stock
2015-06-18
4
F
0
298659
8.40
D
753957
D
Common Stock
60225
I
Alan Rothenberg Defined Benefit Pension Plan
Common Stock
44417
I
By 401(k) Plan
Common Stock
27750
I
Latham & Watkins Thrift & Profit Sharing Retirement Plan
Stock Option (right to buy)
8.01
2015-06-18
4
M
0
307573
0
D
2005-10-20
2015-08-15
Common Stock
307573
0
D
Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant, a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007 and Appendix A to the Issuer's Form DEF 14A on April 8, 2013.
/s/ Alan I. Rothenberg
2015-06-19