0001437749-15-012619.txt : 20150619 0001437749-15-012619.hdr.sgml : 20150619 20150619164835 ACCESSION NUMBER: 0001437749-15-012619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150618 FILED AS OF DATE: 20150619 DATE AS OF CHANGE: 20150619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 1st Century Bancshares, Inc. CENTRAL INDEX KEY: 0001420525 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 261169687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-270-9500 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHENBERG ALAN I CENTRAL INDEX KEY: 0001238629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34226 FILM NUMBER: 15942889 MAIL ADDRESS: STREET 1: 633 WEST FIFTH ST. STREET 2: SUITE 4000 CITY: LOS ANGELES STATE: CA ZIP: 90071 4 1 rdgdoc.xml FORM 4 X0306 4 2015-06-18 0001420525 1st Century Bancshares, Inc. FCTY 0001238629 ROTHENBERG ALAN I 1875 CENTURY PARK EAST SUITE 1400 LOS ANGELES CA 90067 1 1 1 CEO and Chairman of the Board Common Stock 2015-06-18 4 M 0 307573 8.01 A 1052616 D Common Stock 2015-06-18 4 F 0 298659 8.40 D 753957 D Common Stock 60225 I Alan Rothenberg Defined Benefit Pension Plan Common Stock 44417 I By 401(k) Plan Common Stock 27750 I Latham & Watkins Thrift & Profit Sharing Retirement Plan Stock Option (right to buy) 8.01 2015-06-18 4 M 0 307573 0 D 2005-10-20 2015-08-15 Common Stock 307573 0 D Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant, a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007 and Appendix A to the Issuer's Form DEF 14A on April 8, 2013. /s/ Alan I. Rothenberg 2015-06-19