0001475246-18-000048.txt : 20180612
0001475246-18-000048.hdr.sgml : 20180612
20180612144742
ACCESSION NUMBER: 0001475246-18-000048
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170306
FILED AS OF DATE: 20180612
DATE AS OF CHANGE: 20180612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRUBAKER TERRY LEE
CENTRAL INDEX KEY: 0001238284
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00704
FILM NUMBER: 18894282
MAIL ADDRESS:
STREET 1: C/O GLADSTONE CAPITAL CORP
STREET 2: 1521 WESTBRANCH DRIVE SUITE 200
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE
CENTRAL INDEX KEY: 0001321741
IRS NUMBER: 830423116
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7032875800
MAIL ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2017-03-06
2017-03-08
0001321741
GLADSTONE INVESTMENT CORPORATION\DE
GAIN
0001238284
BRUBAKER TERRY LEE
1521 WESTBRANCH DRIVE
SUITE 100
MCLEAN
VA
22102
1
1
0
0
Chief Operating Officer
Common Stock
2017-03-06
5
S
0
104936.091
9.18
D
43711
D
This optional Form 4 is filed to correct the total amount of shares held by the reporting person immediately following the transaction on March 6, 2017.
Michael LiCalsi, Attorney-in-fact
2018-06-12