0001475246-18-000048.txt : 20180612 0001475246-18-000048.hdr.sgml : 20180612 20180612144742 ACCESSION NUMBER: 0001475246-18-000048 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170306 FILED AS OF DATE: 20180612 DATE AS OF CHANGE: 20180612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUBAKER TERRY LEE CENTRAL INDEX KEY: 0001238284 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00704 FILM NUMBER: 18894282 MAIL ADDRESS: STREET 1: C/O GLADSTONE CAPITAL CORP STREET 2: 1521 WESTBRANCH DRIVE SUITE 200 CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2017-03-06 2017-03-08 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0001238284 BRUBAKER TERRY LEE 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 1 1 0 0 Chief Operating Officer Common Stock 2017-03-06 5 S 0 104936.091 9.18 D 43711 D This optional Form 4 is filed to correct the total amount of shares held by the reporting person immediately following the transaction on March 6, 2017. Michael LiCalsi, Attorney-in-fact 2018-06-12