0001238284-17-000003.txt : 20170308 0001238284-17-000003.hdr.sgml : 20170308 20170308094101 ACCESSION NUMBER: 0001238284-17-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170306 FILED AS OF DATE: 20170308 DATE AS OF CHANGE: 20170308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUBAKER TERRY LEE CENTRAL INDEX KEY: 0001238284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23191 FILM NUMBER: 17674059 MAIL ADDRESS: STREET 1: C/O GLADSTONE CAPITAL CORP STREET 2: 1521 WESTBRANCH DRIVE SUITE 200 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-06 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0001238284 BRUBAKER TERRY LEE 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 1 1 0 0 Chief Operating Officer Common Stock 2017-03-06 4 S 0 104936.091 9.18 D 34978.697 D Michael LiCalsi, Attorney-in-fact 2017-03-08