0001326160-16-000383.txt : 20161005
0001326160-16-000383.hdr.sgml : 20161005
20161005180024
ACCESSION NUMBER: 0001326160-16-000383
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161003
FILED AS OF DATE: 20161005
DATE AS OF CHANGE: 20161005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Duke Energy CORP
CENTRAL INDEX KEY: 0001326160
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 202777218
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH TRYON STREET
STREET 2: DEC45
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-382-3853
MAIL ADDRESS:
STREET 1: 550 SOUTH TRYON STREET
STREET 2: DEC45
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: Duke Energy Holding Corp.
DATE OF NAME CHANGE: 20050628
FORMER COMPANY:
FORMER CONFORMED NAME: Deer Holding Corp.
DATE OF NAME CHANGE: 20050504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SKAINS THOMAS E
CENTRAL INDEX KEY: 0001238180
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32853
FILM NUMBER: 161923473
MAIL ADDRESS:
STREET 1: C/O PIEDMONT NATURAL GAS CO
STREET 2: PO BOX 33068
CITY: CHARLOTTE
STATE: NC
ZIP: 28233
4
1
wf-form4_147570481171225.xml
FORM 4
X0306
4
2016-10-03
0
0001326160
Duke Energy CORP
DUK
0001238180
SKAINS THOMAS E
550 S. TRYON STREET
CHARLOTTE
NC
28202
1
0
0
0
Common Stock
2016-10-03
4
A
0
924.845
79.09
A
924.845
D
Common Stock
2016-10-03
4
A
0
27680
79.09
A
28604.845
D
Represents Duke Energy Corporation ("Duke Energy") Restricted Stock Units which resulted from the conversion of Piedmont Natural Gas Company, Inc. ("Piedmont") Performance Share Awards into Duke Energy Restricted Stock Units upon the closing of the acquisition of Piedmont by Duke Energy pursuant to Section 2.3(c) of the Agreement and Plan of Merger dated as of October 24, 2015, by and among Duke Energy, Forest Subsidiary, Inc. and Piedmont. Mr. Skains' Restricted Stock Units immediately vested upon his termination of employment on October 3, 2016, but are not payable until April 4, 2017, pursuant to Section 409A of the Internal Revenue Code and thus remain Restricted Stock Units.
/s/ David S. Maltz, attorney-in-fact for Thomas E. Skains
2016-10-04