0001326160-16-000383.txt : 20161005 0001326160-16-000383.hdr.sgml : 20161005 20161005180024 ACCESSION NUMBER: 0001326160-16-000383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161003 FILED AS OF DATE: 20161005 DATE AS OF CHANGE: 20161005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-382-3853 MAIL ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SKAINS THOMAS E CENTRAL INDEX KEY: 0001238180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 161923473 MAIL ADDRESS: STREET 1: C/O PIEDMONT NATURAL GAS CO STREET 2: PO BOX 33068 CITY: CHARLOTTE STATE: NC ZIP: 28233 4 1 wf-form4_147570481171225.xml FORM 4 X0306 4 2016-10-03 0 0001326160 Duke Energy CORP DUK 0001238180 SKAINS THOMAS E 550 S. TRYON STREET CHARLOTTE NC 28202 1 0 0 0 Common Stock 2016-10-03 4 A 0 924.845 79.09 A 924.845 D Common Stock 2016-10-03 4 A 0 27680 79.09 A 28604.845 D Represents Duke Energy Corporation ("Duke Energy") Restricted Stock Units which resulted from the conversion of Piedmont Natural Gas Company, Inc. ("Piedmont") Performance Share Awards into Duke Energy Restricted Stock Units upon the closing of the acquisition of Piedmont by Duke Energy pursuant to Section 2.3(c) of the Agreement and Plan of Merger dated as of October 24, 2015, by and among Duke Energy, Forest Subsidiary, Inc. and Piedmont. Mr. Skains' Restricted Stock Units immediately vested upon his termination of employment on October 3, 2016, but are not payable until April 4, 2017, pursuant to Section 409A of the Internal Revenue Code and thus remain Restricted Stock Units. /s/ David S. Maltz, attorney-in-fact for Thomas E. Skains 2016-10-04