0001181431-13-048693.txt : 20130911 0001181431-13-048693.hdr.sgml : 20130911 20130911192012 ACCESSION NUMBER: 0001181431-13-048693 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130909 FILED AS OF DATE: 20130911 DATE AS OF CHANGE: 20130911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILLY'S, INC. CENTRAL INDEX KEY: 0001524025 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 452164791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LANGSDORF WILLIAM CENTRAL INDEX KEY: 0001238007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35535 FILM NUMBER: 131091931 MAIL ADDRESS: STREET 1: C/O TILLY'S, INC. STREET 2: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 4 1 rrd390119.xml LANGSDORF F4 X0306 4 2013-09-09 0 0001524025 TILLY'S, INC. TLYS 0001238007 LANGSDORF WILLIAM C/O TILLY'S, INC. 10 WHATNEY IRVINE CA 92618 0 1 0 0 SVP & CHIEF FINANCIAL OFCR CLASS A COMMON STOCK 2013-09-09 4 M 0 11500 8.98 A 11500 D CLASS A COMMON STOCK 2013-09-09 4 S 0 11500 13.8100 D 0 D CLASS A COMMON STOCK 2013-09-10 4 M 0 6400 8.98 A 6400 D CLASS A COMMON STOCK 2013-09-10 4 S 0 6400 13.9043 D 0 D CLASS A COMMON STOCK 2013-09-11 4 M 0 15500 8.98 A 15500 D CLASS A COMMON STOCK 2013-09-11 4 S 0 15500 13.81 D 0 D CLASS A COMMON STOCK 5000 I By Trust STOCK OPTION (RIGHT TO BUY) 8.98 2013-09-09 4 M 0 11500 0 D 2017-08-27 CLASS A COMMON STOCK 11500 70882 D STOCK OPTION (RIGHT TO BUY) 8.98 2013-09-10 4 M 0 6400 0 D 2017-08-27 CLASS A COMMON STOCK 6400 64482 D STOCK OPTION (RIGHT TO BUY) 8.98 2013-09-11 4 M 0 15500 0 D 2017-08-27 CLASS A COMMON STOCK 15500 48982 D The option is fully vested and is exercisable upon and following the consummation of the Issuer's initial public offering. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $14.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.71 to $13.9925, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.68 to $14.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ William Langsdorf 2013-09-11