0001181431-13-048693.txt : 20130911
0001181431-13-048693.hdr.sgml : 20130911
20130911192012
ACCESSION NUMBER: 0001181431-13-048693
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130909
FILED AS OF DATE: 20130911
DATE AS OF CHANGE: 20130911
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TILLY'S, INC.
CENTRAL INDEX KEY: 0001524025
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 452164791
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 609-5599
MAIL ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LANGSDORF WILLIAM
CENTRAL INDEX KEY: 0001238007
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35535
FILM NUMBER: 131091931
MAIL ADDRESS:
STREET 1: C/O TILLY'S, INC.
STREET 2: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
rrd390119.xml
LANGSDORF F4
X0306
4
2013-09-09
0
0001524025
TILLY'S, INC.
TLYS
0001238007
LANGSDORF WILLIAM
C/O TILLY'S, INC.
10 WHATNEY
IRVINE
CA
92618
0
1
0
0
SVP & CHIEF FINANCIAL OFCR
CLASS A COMMON STOCK
2013-09-09
4
M
0
11500
8.98
A
11500
D
CLASS A COMMON STOCK
2013-09-09
4
S
0
11500
13.8100
D
0
D
CLASS A COMMON STOCK
2013-09-10
4
M
0
6400
8.98
A
6400
D
CLASS A COMMON STOCK
2013-09-10
4
S
0
6400
13.9043
D
0
D
CLASS A COMMON STOCK
2013-09-11
4
M
0
15500
8.98
A
15500
D
CLASS A COMMON STOCK
2013-09-11
4
S
0
15500
13.81
D
0
D
CLASS A COMMON STOCK
5000
I
By Trust
STOCK OPTION (RIGHT TO BUY)
8.98
2013-09-09
4
M
0
11500
0
D
2017-08-27
CLASS A COMMON STOCK
11500
70882
D
STOCK OPTION (RIGHT TO BUY)
8.98
2013-09-10
4
M
0
6400
0
D
2017-08-27
CLASS A COMMON STOCK
6400
64482
D
STOCK OPTION (RIGHT TO BUY)
8.98
2013-09-11
4
M
0
15500
0
D
2017-08-27
CLASS A COMMON STOCK
15500
48982
D
The option is fully vested and is exercisable upon and following the consummation of the Issuer's initial public offering.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $14.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.71 to $13.9925, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.68 to $14.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ William Langsdorf
2013-09-11