0001181431-13-048113.txt : 20130906 0001181431-13-048113.hdr.sgml : 20130906 20130906182208 ACCESSION NUMBER: 0001181431-13-048113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130904 FILED AS OF DATE: 20130906 DATE AS OF CHANGE: 20130906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILLY'S, INC. CENTRAL INDEX KEY: 0001524025 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 452164791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LANGSDORF WILLIAM CENTRAL INDEX KEY: 0001238007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35535 FILM NUMBER: 131083967 MAIL ADDRESS: STREET 1: C/O TILLY'S, INC. STREET 2: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 4 1 rrd389874.xml LANGSDORF F4 X0306 4 2013-09-04 0 0001524025 TILLY'S, INC. TLYS 0001238007 LANGSDORF WILLIAM C/O TILLY'S, INC. 10 WHATNEY IRVINE CA 92618 0 1 0 0 SVP & CHIEF FINANCIAL OFCR CLASS A COMMON STOCK 2013-09-04 4 M 0 10018 8.98 A 10018 D CLASS A COMMON STOCK 2013-09-04 4 S 0 10018 13.8919 D 0 D CLASS A COMMON STOCK 2013-09-05 4 M 0 17600 8.98 A 17600 D CLASS A COMMON STOCK 2013-09-05 4 S 0 17600 13.7020 D 0 D CLASS A COMMON STOCK 2013-09-06 4 M 0 50000 8.98 A 50000 D CLASS A COMMON STOCK 2013-09-06 4 S 0 50000 13.6805 D 0 D CLASS A COMMON STOCK 5000 I By Trust STOCK OPTION (RIGHT TO BUY) 8.98 2013-09-04 4 M 0 10018 0 D 2017-08-27 CLASS A COMMON STOCK 10018 149982 D STOCK OPTION (RIGHT TO BUY) 8.98 2013-09-05 4 M 0 17600 0 D 2017-08-27 CLASS A COMMON STOCK 17600 132382 D STOCK OPTION (RIGHT TO BUY) 8.98 2013-09-06 4 M 0 50000 0 D 2017-08-27 CLASS A COMMON STOCK 50000 82382 D The option is fully vested and is exercisable upon and following the consummation of the Issuer's initial public offering. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.63 to $14.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.65 to $13.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ William Langsdorf 2013-09-06