0001441816-19-000118.txt : 20190612 0001441816-19-000118.hdr.sgml : 20190612 20190612162803 ACCESSION NUMBER: 0001441816-19-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190610 FILED AS OF DATE: 20190612 DATE AS OF CHANGE: 20190612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYAN KEVIN P CENTRAL INDEX KEY: 0001237861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38240 FILM NUMBER: 19893883 MAIL ADDRESS: STREET 1: C/O MONGODB, INC. STREET 2: 1633 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MongoDB, Inc. CENTRAL INDEX KEY: 0001441816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 866-237-8815 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: 10GEN INC DATE OF NAME CHANGE: 20080801 4 1 wf-form4_156037126826849.xml FORM 4 X0306 4 2019-06-10 0 0001441816 MongoDB, Inc. MDB 0001237861 RYAN KEVIN P C/O MONGODB, INC. 1633 BROADWAY, 38TH FLOOR NEW YORK NY 10019 1 0 0 0 Class A Common Stock 2019-06-10 4 C 0 24000 0 A 27133 D Class A Common Stock 2019-06-10 4 S 0 300 168.67 D 26833 D Class A Common Stock 2019-06-10 4 S 0 100 169.48 D 26733 D Class A Common Stock 2019-06-10 4 S 0 500 171.58 D 26233 D Class A Common Stock 2019-06-10 4 S 0 5079 172.33 D 21154 D Class A Common Stock 2019-06-10 4 S 0 1400 173.60 D 19754 D Class A Common Stock 2019-06-10 4 S 0 3056 174.60 D 16698 D Class A Common Stock 2019-06-10 4 S 0 2714 175.64 D 13984 D Class A Common Stock 2019-06-10 4 S 0 2165 176.45 D 11819 D Class A Common Stock 2019-06-10 4 S 0 700 177.52 D 11119 D Class A Common Stock 2019-06-10 4 S 0 2654 178.72 D 8465 D Class A Common Stock 2019-06-10 4 S 0 650 179.69 D 7815 D Class A Common Stock 2019-06-10 4 S 0 2170 180.93 D 5645 D Class A Common Stock 2019-06-10 4 S 0 1500 181.98 D 4145 D Class A Common Stock 2019-06-10 4 S 0 912 183.15 D 3233 D Class A Common Stock 2019-06-10 4 S 0 100 183.70 D 3133 D Class A Common Stock 2019-06-10 4 C 0 12000 0 A 12000 I By Trust Class A Common Stock 2019-06-10 4 S 0 400 170.91 D 11600 I By Trust Class A Common Stock 2019-06-10 4 S 0 2992 172.23 D 8608 I By Trust Class A Common Stock 2019-06-10 4 S 0 800 173.64 D 7808 I By Trust Class A Common Stock 2019-06-10 4 S 0 1808 174.95 D 6000 I By Trust Class A Common Stock 2019-06-10 4 S 0 1200 175.93 D 4800 I By Trust Class A Common Stock 2019-06-10 4 S 0 600 177.14 D 4200 I By Trust Class A Common Stock 2019-06-10 4 S 0 1100 178.58 D 3100 I By Trust Class A Common Stock 2019-06-10 4 S 0 1100 179.54 D 2000 I By Trust Class A Common Stock 2019-06-10 4 S 0 700 180.94 D 1300 I By Trust Class A Common Stock 2019-06-10 4 S 0 1000 181.87 D 300 I By Trust Class A Common Stock 2019-06-10 4 S 0 300 182.83 D 0 I By Trust Class B Common Stock 2019-06-10 4 C 0 24000 0 D Class A Common Stock 24000.0 1709739 D Class B Common Stock 2019-06-10 4 C 0 12000 0 D Class A Common Stock 12000.0 910166 I By Trust Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding. The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.35 to $168.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $170.86 to $171.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.86 to $172.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.01 to $173.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.01 to $174.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.01 to $176.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $176.05 to $176.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $177.12 to $177.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $178.27 to $179.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $179.40 to $179.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.42 to $181.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.43 to $182.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.59 to $183.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These shares are held by The Kevin P. Ryan 2012 Trust (the "Trust") for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $170.57 to $171.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.68 to $172.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.38 to $174.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.45 to $175.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.62 to $176.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $176.74 to $177.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $177.95 to $178.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $179.00 to $179.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.42 to $181.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.42 to $182.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.58 to $183.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Sarah Ward, Attorney-in-Fact 2019-06-12