0001441816-18-000145.txt : 20181214 0001441816-18-000145.hdr.sgml : 20181214 20181214171357 ACCESSION NUMBER: 0001441816-18-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181212 FILED AS OF DATE: 20181214 DATE AS OF CHANGE: 20181214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYAN KEVIN P CENTRAL INDEX KEY: 0001237861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38240 FILM NUMBER: 181236358 MAIL ADDRESS: STREET 1: C/O MONGODB, INC. STREET 2: 1633 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MongoDB, Inc. CENTRAL INDEX KEY: 0001441816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 866-237-8815 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: 10GEN INC DATE OF NAME CHANGE: 20080801 4 1 wf-form4_154482561832254.xml FORM 4 X0306 4 2018-12-12 0 0001441816 MongoDB, Inc. MDB 0001237861 RYAN KEVIN P C/O MONGODB, INC. 1633 BROADWAY, 38TH FLOOR NEW YORK NY 10019 1 0 0 0 Class A Common Stock 2018-12-12 4 C 0 16000 0 A 19133 D Class A Common Stock 2018-12-12 4 S 0 500 87.60 D 18633 D Class A Common Stock 2018-12-12 4 S 0 2206 88.97 D 16427 D Class A Common Stock 2018-12-12 4 S 0 5074 89.62 D 11353 D Class A Common Stock 2018-12-12 4 S 0 6420 90.79 D 4933 D Class A Common Stock 2018-12-12 4 S 0 1600 91.66 D 3333 D Class A Common Stock 2018-12-12 4 S 0 200 92.37 D 3133 D Class A Common Stock 2018-12-12 4 C 0 8000 0 A 8000 I By Trust Class A Common Stock 2018-12-12 4 S 0 200 87.44 D 7800 I By Trust Class A Common Stock 2018-12-12 4 S 0 500 88.47 D 7300 I By Trust Class A Common Stock 2018-12-12 4 S 0 2990 89.49 D 4310 I By Trust Class A Common Stock 2018-12-12 4 S 0 3300 90.73 D 1010 I By Trust Class A Common Stock 2018-12-12 4 S 0 910 91.68 D 100 I By Trust Class A Common Stock 2018-12-12 4 S 0 100 92.62 D 0 I By Trust Class B Common Stock 2018-12-12 4 C 0 16000 0 D Class A Common Stock 16000.0 1833739 D Class B Common Stock 2018-12-12 4 C 0 8000 0 D Class A Common Stock 8000.0 962166 I By Trust Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding. The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.95 to $87.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.26 to $89.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $89.27 to $90.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $90.29 to $91.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $91.34 to $92.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.34 to $92.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These shares are held by The Kevin P. Ryan 2012 Trust (the "Trust") for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.95 to $87.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.05 to $88.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $89.15 to $89.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $90.19 to $91.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $91.19 to $92.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Sarah Ward, Attorney-in-Fact 2018-12-14