0001441816-18-000130.txt : 20181116
0001441816-18-000130.hdr.sgml : 20181116
20181116161658
ACCESSION NUMBER: 0001441816-18-000130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181115
FILED AS OF DATE: 20181116
DATE AS OF CHANGE: 20181116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RYAN KEVIN P
CENTRAL INDEX KEY: 0001237861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38240
FILM NUMBER: 181190021
MAIL ADDRESS:
STREET 1: C/O MONGODB, INC.
STREET 2: 1633 BROADWAY, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MongoDB, Inc.
CENTRAL INDEX KEY: 0001441816
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 866-237-8815
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: 10GEN INC
DATE OF NAME CHANGE: 20080801
4
1
wf-form4_154240299981504.xml
FORM 4
X0306
4
2018-11-15
0
0001441816
MongoDB, Inc.
MDB
0001237861
RYAN KEVIN P
C/O MONGODB, INC.
1633 BROADWAY, 38TH FLOOR
NEW YORK
NY
10019
1
0
0
0
Class A Common Stock
2018-11-15
4
C
0
16000
0
A
19133
D
Class A Common Stock
2018-11-15
4
S
0
1000
71.90
D
18133
D
Class A Common Stock
2018-11-15
4
S
0
1455
73.22
D
16678
D
Class A Common Stock
2018-11-15
4
S
0
2200
74.12
D
14478
D
Class A Common Stock
2018-11-15
4
S
0
555
75.14
D
13923
D
Class A Common Stock
2018-11-15
4
S
0
2000
76.42
D
11923
D
Class A Common Stock
2018-11-15
4
S
0
1979
77.24
D
9944
D
Class A Common Stock
2018-11-15
4
S
0
2613
78.80
D
7331
D
Class A Common Stock
2018-11-15
4
S
0
4098
79.47
D
3233
D
Class A Common Stock
2018-11-15
4
S
0
100
80.42
D
3133
D
Class A Common Stock
2018-11-15
4
C
0
8000
0
A
8000
I
By Trust
Class A Common Stock
2018-11-15
4
S
0
500
71.79
D
7500
I
By Trust
Class A Common Stock
2018-11-15
4
S
0
800
73.21
D
6700
I
By Trust
Class A Common Stock
2018-11-15
4
S
0
1120
74.22
D
5580
I
By Trust
Class A Common Stock
2018-11-15
4
S
0
500
75.67
D
5080
I
By Trust
Class A Common Stock
2018-11-15
4
S
0
1109
76.75
D
3971
I
By Trust
Class A Common Stock
2018-11-15
4
S
0
800
77.67
D
3171
I
By Trust
Class A Common Stock
2018-11-15
4
S
0
1873
79.04
D
1298
I
By Trust
Class A Common Stock
2018-11-15
4
S
0
1298
79.69
D
0
I
By Trust
Class B Common Stock
2018-11-15
4
C
0
16000
0
D
Class A Common Stock
16000.0
1869739
D
Class B Common Stock
2018-11-15
4
C
0
8000
0
D
Class A Common Stock
8000.0
970166
I
By Trust
Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.43 to $72.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.67 to $73.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.75 to $74.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $74.81 to $75.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.87 to $76.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.89 to $77.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.18 to $79.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $79.19 to $80.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
These shares are held by The Kevin P. Ryan 2012 Trust (the "Trust") for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.43 to $72.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.67 to $73.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.92 to $74.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.09 to $75.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.11 to $76.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $77.30 to $78.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.37 to $79.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $79.45 to $80.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Sarah Ward, Attorney-in-Fact
2018-11-16