0001441816-18-000068.txt : 20180713
0001441816-18-000068.hdr.sgml : 20180713
20180713192321
ACCESSION NUMBER: 0001441816-18-000068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180711
FILED AS OF DATE: 20180713
DATE AS OF CHANGE: 20180713
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RYAN KEVIN P
CENTRAL INDEX KEY: 0001237861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38240
FILM NUMBER: 18953352
MAIL ADDRESS:
STREET 1: C/O MONGODB, INC.
STREET 2: 229 WEST 43RD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MongoDB, Inc.
CENTRAL INDEX KEY: 0001441816
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 229 W. 43RD STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 866-237-8815
MAIL ADDRESS:
STREET 1: 229 W. 43RD STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: 10GEN INC
DATE OF NAME CHANGE: 20080801
4
1
wf-form4_153152418136541.xml
FORM 4
X0306
4
2018-07-11
0
0001441816
MongoDB, Inc.
MDB
0001237861
RYAN KEVIN P
C/O MONGODB, INC.
229 WEST 43RD STREET, 5TH FLOOR
NEW YORK
NY
10036
1
0
0
0
Class A Common Stock
2018-07-11
4
C
0
16000
0
A
16000
D
Class A Common Stock
2018-07-11
4
S
0
16000
52.94
D
0
D
Class A Common Stock
2018-07-11
4
C
0
8000
0
A
8000
I
By Trust
Class A Common Stock
2018-07-11
4
S
0
8000
52.94
D
0
I
By Trust
Class A Common Stock
2018-07-11
4
A
0
3133
0
A
3133
D
Class B Common Stock
2018-07-11
4
C
0
16000
0
D
Class A Common Stock
16000.0
1933739
D
Class B Common Stock
2018-07-11
4
C
0
8000
0
D
Class A Common Stock
8000.0
1002166
I
By Trust
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.50 to $53.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
These shares are held by The Kevin P. Ryan 2012 Trust (the "Trust") for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.46 to $53.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Represents 3,133 restricted stock units acquired pursuant to the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the first anniversary of the grant date, subject to the Reporting Person providing continuous service to the Issuer on such date.
/s/ Sarah Ward, Attorney-in-Fact
2018-07-13