0001209191-18-052374.txt : 20180926 0001209191-18-052374.hdr.sgml : 20180926 20180926201543 ACCESSION NUMBER: 0001209191-18-052374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180924 FILED AS OF DATE: 20180926 DATE AS OF CHANGE: 20180926 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paul David C CENTRAL INDEX KEY: 0001555391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35621 FILM NUMBER: 181089243 MAIL ADDRESS: STREET 1: C/O GLOBUS MEDICAL, INC. STREET 2: 2560 GENERAL ARMISTEAD AVENUE CITY: AUDUBON STATE: PA ZIP: 19403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBUS MEDICAL INC CENTRAL INDEX KEY: 0001237831 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 043744954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 GENERAL ARMISTEAD AVENUE CITY: AUDUBON STATE: PA ZIP: 19403 BUSINESS PHONE: 610-930-1800 MAIL ADDRESS: STREET 1: 2560 GENERAL ARMISTEAD AVENUE CITY: AUDUBON STATE: PA ZIP: 19403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-24 0 0001237831 GLOBUS MEDICAL INC GMED 0001555391 Paul David C VALLEY FORGE BUSINESS CENTER 2560 GENERAL ARMISTEAD AVENUE AUDUBON PA 19403 1 1 1 0 Executive Chairman Class A Common Stock 2018-09-24 4 S 0 605871 54.0126 D 0 D Class A Common Stock 2018-09-24 4 C 0 298647 0.00 A 298647 I By David C. Paul Children's Trust Class A Common Stock 2018-09-24 4 S 0 298647 54.0126 D 0 I By David C. Paul Children's Trust Class A Common Stock 2018-09-24 4 C 0 298647 0.00 A 298647 I By Sonali Paul Children's Trust Class A Common Stock 2018-09-24 4 S 0 298647 54.0126 D 0 I By Sonali Paul Children's Trust Class A Common Stock 2018-09-24 4 C 0 101320 0.00 A 101320 D Class A Common Stock 2018-09-24 4 S 0 101320 54.0126 D 0 D Class A Common Stock 2018-09-25 4 C 0 748845 0.00 A 748845 D Class A Common Stock 2018-09-25 4 S 0 748845 54.6964 D 0 D Class B Common Stock 2018-09-24 4 C 0 298647 0.00 D Class A Common Stock 298647 0 I By David C. Paul Children's Trust Class B Common Stock 2018-09-24 4 C 0 298647 0.00 D Class A Common Stock 298647 0 I By Sonali Paul Children's Trust Class B Common Stock 2018-09-24 4 C 0 101320 0.00 D Class A Common Stock 101320 21616369 D Class B Common Stock 2018-09-25 4 C 0 748845 0.00 D Class A Common Stock 748845 20867524 D Class B Common Stock Class A Common Stock 1562573 1562573 I By Paul Family Irrevocable Trust U/A 4/6/10 This sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.26, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The Company's Class B Common Stock converted into the Company's Class A Common Stock on a one-for-one basis at the election of the reporting person and has no expiration date. These shares are held in a trust for the benefit of a child of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These shares are held in a trust for the benefit of a child of the reporting person. The reporting person is trustee of the trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $55.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4. From the date of acquisition, the Company's Class B Common Stock converts into the Company's Class A Common Stock on a one-for-one basis (i) at the option of the holder, (ii) upon certain transfers, (iii) upon the closing of the Company's initial public offering if at that time the Company's Class B Common Stock that the holder beneficially owns is less than 10% of the aggregate number of all outstanding shares of the Company's common stock, and (iv) immediately if, at any time following the initial public offering of the Company's common stock, the Company's Class B Common Stock that the holder beneficially owns represents less than 5% of all outstanding shares of the Company's common stock. These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. /s/ Eric I. Schwartz, Attorney-in-Fact 2018-09-26