0001209191-18-052374.txt : 20180926
0001209191-18-052374.hdr.sgml : 20180926
20180926201543
ACCESSION NUMBER: 0001209191-18-052374
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180924
FILED AS OF DATE: 20180926
DATE AS OF CHANGE: 20180926
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paul David C
CENTRAL INDEX KEY: 0001555391
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35621
FILM NUMBER: 181089243
MAIL ADDRESS:
STREET 1: C/O GLOBUS MEDICAL, INC.
STREET 2: 2560 GENERAL ARMISTEAD AVENUE
CITY: AUDUBON
STATE: PA
ZIP: 19403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLOBUS MEDICAL INC
CENTRAL INDEX KEY: 0001237831
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 043744954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2560 GENERAL ARMISTEAD AVENUE
CITY: AUDUBON
STATE: PA
ZIP: 19403
BUSINESS PHONE: 610-930-1800
MAIL ADDRESS:
STREET 1: 2560 GENERAL ARMISTEAD AVENUE
CITY: AUDUBON
STATE: PA
ZIP: 19403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-24
0
0001237831
GLOBUS MEDICAL INC
GMED
0001555391
Paul David C
VALLEY FORGE BUSINESS CENTER
2560 GENERAL ARMISTEAD AVENUE
AUDUBON
PA
19403
1
1
1
0
Executive Chairman
Class A Common Stock
2018-09-24
4
S
0
605871
54.0126
D
0
D
Class A Common Stock
2018-09-24
4
C
0
298647
0.00
A
298647
I
By David C. Paul Children's Trust
Class A Common Stock
2018-09-24
4
S
0
298647
54.0126
D
0
I
By David C. Paul Children's Trust
Class A Common Stock
2018-09-24
4
C
0
298647
0.00
A
298647
I
By Sonali Paul Children's Trust
Class A Common Stock
2018-09-24
4
S
0
298647
54.0126
D
0
I
By Sonali Paul Children's Trust
Class A Common Stock
2018-09-24
4
C
0
101320
0.00
A
101320
D
Class A Common Stock
2018-09-24
4
S
0
101320
54.0126
D
0
D
Class A Common Stock
2018-09-25
4
C
0
748845
0.00
A
748845
D
Class A Common Stock
2018-09-25
4
S
0
748845
54.6964
D
0
D
Class B Common Stock
2018-09-24
4
C
0
298647
0.00
D
Class A Common Stock
298647
0
I
By David C. Paul Children's Trust
Class B Common Stock
2018-09-24
4
C
0
298647
0.00
D
Class A Common Stock
298647
0
I
By Sonali Paul Children's Trust
Class B Common Stock
2018-09-24
4
C
0
101320
0.00
D
Class A Common Stock
101320
21616369
D
Class B Common Stock
2018-09-25
4
C
0
748845
0.00
D
Class A Common Stock
748845
20867524
D
Class B Common Stock
Class A Common Stock
1562573
1562573
I
By Paul Family Irrevocable Trust U/A 4/6/10
This sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.26, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The Company's Class B Common Stock converted into the Company's Class A Common Stock on a one-for-one basis at the election of the reporting person and has no expiration date.
These shares are held in a trust for the benefit of a child of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are held in a trust for the benefit of a child of the reporting person. The reporting person is trustee of the trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $55.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
From the date of acquisition, the Company's Class B Common Stock converts into the Company's Class A Common Stock on a one-for-one basis (i) at the option of the holder, (ii) upon certain transfers, (iii) upon the closing of the Company's initial public offering if at that time the Company's Class B Common Stock that the holder beneficially owns is less than 10% of the aggregate number of all outstanding shares of the Company's common stock, and (iv) immediately if, at any time following the initial public offering of the Company's common stock, the Company's Class B Common Stock that the holder beneficially owns represents less than 5% of all outstanding shares of the Company's common stock.
These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust.
/s/ Eric I. Schwartz, Attorney-in-Fact
2018-09-26