0001209191-15-028085.txt : 20150320
0001209191-15-028085.hdr.sgml : 20150320
20150320090355
ACCESSION NUMBER: 0001209191-15-028085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150318
FILED AS OF DATE: 20150320
DATE AS OF CHANGE: 20150320
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLOBUS MEDICAL INC
CENTRAL INDEX KEY: 0001237831
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 043744954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2560 GENERAL ARMISTEAD AVENUE
CITY: AUDUBON
STATE: PA
ZIP: 19403
BUSINESS PHONE: 610-930-1800
MAIL ADDRESS:
STREET 1: 2560 GENERAL ARMISTEAD AVENUE
CITY: AUDUBON
STATE: PA
ZIP: 19403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paul David C
CENTRAL INDEX KEY: 0001555391
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35621
FILM NUMBER: 15714652
MAIL ADDRESS:
STREET 1: C/O GLOBUS MEDICAL, INC.
STREET 2: 2560 GENERAL ARMISTEAD AVENUE
CITY: AUDUBON
STATE: PA
ZIP: 19403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-03-18
0
0001237831
GLOBUS MEDICAL INC
GMED
0001555391
Paul David C
VALLEY FORGE BUSINESS CENTER
2560 GENERAL ARMISTEAD AVENUE
AUDUBON
PA
19403
1
1
1
0
Chief Executive Officer
Class A Common Stock
2015-03-18
4
S
0
1427079
25.00
D
1572921
D
Class A Common Stock
2015-03-19
4
S
0
494921
25.00
D
1078000
D
Stock Option (Right to Buy Class A Common Stock)
4.88
2019-08-06
Class A Common Stock
18461
18461
D
Stock Option (Right to Buy Class A Common Stock)
11.87
2020-06-16
Class A Common Stock
18461
18461
D
Stock Option (Right to Buy Class A Common Stock)
10.66
2021-10-27
Class A Common Stock
18461
18461
D
Stock Option (Right to Buy Class A Common Stock)
15.34
2022-08-29
Class A Common Stock
15000
15000
D
Stock Option (Right to Buy Class A Common Stock)
13.04
2023-01-24
Class A Common Stock
48000
48000
D
Stock Option (Right to Buy Class A Common Stock)
23.95
2024-01-23
Class A Common Stock
60000
60000
D
Stock Option (Right to Buy Class A Common Stock)
24.10
2025-01-20
Class A Common Stock
125000
125000
D
Class B Common Stock
Class A Common Stock
21444283
21444283
D
Class B Common Stock
Class A Common Stock
1562573
1562573
I
By Paul Family Irrevocable Trust U/A 4/6/10
Class B Common Stock
Class A Common Stock
435350
435350
I
By David C. Paul Trust
Class B Common Stock
Class A Common Stock
435350
435350
I
By Sonali Paul Trust
This sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 26, 2014.
These options were granted on August 6, 2009, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2010, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
These options were granted on June 16, 2010, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2011, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
These options were granted on October 27, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
These options were granted on August 29, 2012, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2013, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
These options were granted on January 24, 2013, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2014, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
These options were granted on January 23, 2014, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2015, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
These options were granted on January 20, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.
From the date of acquisition, the Company's Class B Common Stock converts into the Company's Class A Common Stock on a one-for-one basis (i) at the option of the holder, (ii) upon certain transfers, (iii) upon the closing of the Company's initial public offering if at that time the Company's Class B Common Stock that the holder beneficially owns is less than 10% of the aggregate number of all outstanding shares of the Company's common stock, and (iv) immediately if, at any time following the initial public offering of the Company's common stock, the Company's Class B Common Stock that the holder beneficially owns represents less than 5% of all outstanding shares of the Company's common stock.
These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust.
These shares are held in a trust for the benefit of a child of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These shares are held in a trust for the benefit of a child of the reporting person. The reporting person is trustee of the trust.
/s/ David P. Creekman, Attorney-in-Fact
2015-03-20