0001209191-15-028085.txt : 20150320 0001209191-15-028085.hdr.sgml : 20150320 20150320090355 ACCESSION NUMBER: 0001209191-15-028085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150318 FILED AS OF DATE: 20150320 DATE AS OF CHANGE: 20150320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBUS MEDICAL INC CENTRAL INDEX KEY: 0001237831 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 043744954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 GENERAL ARMISTEAD AVENUE CITY: AUDUBON STATE: PA ZIP: 19403 BUSINESS PHONE: 610-930-1800 MAIL ADDRESS: STREET 1: 2560 GENERAL ARMISTEAD AVENUE CITY: AUDUBON STATE: PA ZIP: 19403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paul David C CENTRAL INDEX KEY: 0001555391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35621 FILM NUMBER: 15714652 MAIL ADDRESS: STREET 1: C/O GLOBUS MEDICAL, INC. STREET 2: 2560 GENERAL ARMISTEAD AVENUE CITY: AUDUBON STATE: PA ZIP: 19403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-18 0 0001237831 GLOBUS MEDICAL INC GMED 0001555391 Paul David C VALLEY FORGE BUSINESS CENTER 2560 GENERAL ARMISTEAD AVENUE AUDUBON PA 19403 1 1 1 0 Chief Executive Officer Class A Common Stock 2015-03-18 4 S 0 1427079 25.00 D 1572921 D Class A Common Stock 2015-03-19 4 S 0 494921 25.00 D 1078000 D Stock Option (Right to Buy Class A Common Stock) 4.88 2019-08-06 Class A Common Stock 18461 18461 D Stock Option (Right to Buy Class A Common Stock) 11.87 2020-06-16 Class A Common Stock 18461 18461 D Stock Option (Right to Buy Class A Common Stock) 10.66 2021-10-27 Class A Common Stock 18461 18461 D Stock Option (Right to Buy Class A Common Stock) 15.34 2022-08-29 Class A Common Stock 15000 15000 D Stock Option (Right to Buy Class A Common Stock) 13.04 2023-01-24 Class A Common Stock 48000 48000 D Stock Option (Right to Buy Class A Common Stock) 23.95 2024-01-23 Class A Common Stock 60000 60000 D Stock Option (Right to Buy Class A Common Stock) 24.10 2025-01-20 Class A Common Stock 125000 125000 D Class B Common Stock Class A Common Stock 21444283 21444283 D Class B Common Stock Class A Common Stock 1562573 1562573 I By Paul Family Irrevocable Trust U/A 4/6/10 Class B Common Stock Class A Common Stock 435350 435350 I By David C. Paul Trust Class B Common Stock Class A Common Stock 435350 435350 I By Sonali Paul Trust This sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 26, 2014. These options were granted on August 6, 2009, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2010, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months. These options were granted on June 16, 2010, and vested over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2011, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months. These options were granted on October 27, 2011, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2012, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months. These options were granted on August 29, 2012, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2013, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months. These options were granted on January 24, 2013, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2014, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months. These options were granted on January 23, 2014, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2015, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months. These options were granted on January 20, 2015, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2016, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months. From the date of acquisition, the Company's Class B Common Stock converts into the Company's Class A Common Stock on a one-for-one basis (i) at the option of the holder, (ii) upon certain transfers, (iii) upon the closing of the Company's initial public offering if at that time the Company's Class B Common Stock that the holder beneficially owns is less than 10% of the aggregate number of all outstanding shares of the Company's common stock, and (iv) immediately if, at any time following the initial public offering of the Company's common stock, the Company's Class B Common Stock that the holder beneficially owns represents less than 5% of all outstanding shares of the Company's common stock. These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. These shares are held in a trust for the benefit of a child of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These shares are held in a trust for the benefit of a child of the reporting person. The reporting person is trustee of the trust. /s/ David P. Creekman, Attorney-in-Fact 2015-03-20