0001127602-21-007034.txt : 20210222
0001127602-21-007034.hdr.sgml : 20210222
20210222162947
ACCESSION NUMBER: 0001127602-21-007034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210218
FILED AS OF DATE: 20210222
DATE AS OF CHANGE: 20210222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SILVA KEVIN D
CENTRAL INDEX KEY: 0001237581
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 21660722
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-18
0001535929
Voya Financial, Inc.
VOYA
0001237581
SILVA KEVIN D
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2021-02-18
4
M
0
427
0
A
26806
D
Common Stock
2021-02-18
4
F
0
427
59.59
D
26379
D
Performance Stock Unit
2021-02-18
4
A
0
12952
0
A
Common Stock
12952
49437
D
Restricted Stock Units
2021-02-18
4
A
0
9974
0
A
Common Stock
9974
27719
D
Restricted Stock Units
2021-02-18
4
M
0
427
0
D
Common Stock
427
27292
D
Performance-Based Stock Options
Common Stock
71174
71174
D
Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
FICA tax withholding on the grant of restricted stock units.
Each stock unit represents a conditional right to receive one share of the company's common stock.
The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above.
1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
The options vest based on the conditions set forth in their respective agreements.
Executive Vice President and Chief Human Resources Officer
/s/ Jean Weng, Attorney in Fact
2021-02-22