0001127602-19-010862.txt : 20190311
0001127602-19-010862.hdr.sgml : 20190311
20190311174011
ACCESSION NUMBER: 0001127602-19-010862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190307
FILED AS OF DATE: 20190311
DATE AS OF CHANGE: 20190311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SILVA KEVIN D
CENTRAL INDEX KEY: 0001237581
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 19673278
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-03-07
0001535929
Voya Financial, Inc.
VOYA
0001237581
SILVA KEVIN D
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2019-03-07
4
M
0
26445
A
37622
D
Common Stock
2019-03-07
4
F
0
12952
49.10
D
24670
D
Common Stock
2019-03-08
4
S
0
6746
48.242
D
17924
D
Restricted Stock Units
2019-03-07
4
M
0
4500
0
D
Common Stock
4500
19642
D
Performance Stock Unit
1.33
2019-03-07
4
M
0
16500
0
D
Common Stock
21945
39688
D
Performance-Based Stock Options
Common Stock
158574
158574
D
Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
This transaction was executed in multiple trades at prices ranging from $48.2000 to $48.2950. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
The options vest based on the conditions set forth in their respective agreements.
Executive Vice President and Chief Human Resources Officer
/s/ Jean Weng, Attorney in Fact
2019-03-11