0001127602-15-010952.txt : 20150310 0001127602-15-010952.hdr.sgml : 20150310 20150310212449 ACCESSION NUMBER: 0001127602-15-010952 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150306 FILED AS OF DATE: 20150310 DATE AS OF CHANGE: 20150310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SILVA KEVIN D CENTRAL INDEX KEY: 0001237581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 15690892 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-03-06 0001535929 Voya Financial, Inc. VOYA 0001237581 SILVA KEVIN D 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 11797 D Restricted Stock Units 2015-03-06 4 A 0 9576 0 A Common Stock 9576 30855 D Performance Stock Unit 2015-03-06 4 A 0 11704 0 A Common Stock 11704 11704 D Each stock unit represents a conditional right to receive one share of the Issuer's Common Stock. The number of stock units granted was determined by reference to the closing price of a share of the Issuer's Common Stock on March 6, 2015, the date of the grant. 1/3 of the stock units will vest on March 6, 2016, 1/3 on March 6, 2017 and 1/3 on March 6, 2018. The number of shares of Common Stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of Common Stock delivered upon vesting can range from 0% to 150% of the number presented above. Executive Vice President and Chief Human Resources Officer /s/ Jean Weng, Attorney in Fact 2015-03-10