0001209191-19-043544.txt : 20190729
0001209191-19-043544.hdr.sgml : 20190729
20190729171847
ACCESSION NUMBER: 0001209191-19-043544
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190725
FILED AS OF DATE: 20190729
DATE AS OF CHANGE: 20190729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANSAL AJAY
CENTRAL INDEX KEY: 0001236922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37725
FILM NUMBER: 19982407
MAIL ADDRESS:
STREET 1: C/O NEKTAR THERAPEUTIC
STREET 2: 150 INDUSTRIAL ROAD
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ViewRay, Inc.
CENTRAL INDEX KEY: 0001597313
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 421777485
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 THERMO FISHER WAY
CITY: OAKWOOD VILLAGE
STATE: OH
ZIP: 44146
BUSINESS PHONE: 440-703-3210
MAIL ADDRESS:
STREET 1: 2 THERMO FISHER WAY
CITY: OAKWOOD VILLAGE
STATE: OH
ZIP: 44146
FORMER COMPANY:
FORMER CONFORMED NAME: Mirax Corp
DATE OF NAME CHANGE: 20140116
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-07-25
0
0001597313
ViewRay, Inc.
VRAY
0001236922
BANSAL AJAY
C/O VIEWRAY, INC.
2 THERMO FISHER WAY
OAKWOOD VILLAGE
OH
44146
0
1
0
0
Chief Financial Officer
Common Stock
2019-07-25
4
X
0
12519
3.17
A
103284
D
Common Stock
2019-07-25
4
F
0
4408
9.00
D
98876
D
Warrant to Purchase Common Stock
3.17
2019-07-25
4
X
0
12519
0.125
D
2017-07-19
2024-01-18
Common Stock
12519
0
D
The shares acquired upon exercise of the warrant were acquired through a net exercise procedure in accordance with the terms of the warrant and did not involve any sale of shares.
On July 25, 2019, the reporting person exercised a warrant to purchase 12,519 shares of VRAY common stock for $3.17 per share. The reporting person paid the exercise price on a cashless basis, resulting in VRAY's withholding of 4,408 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 8,111 shares.
Represents 20,661 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to zero shares.
/s/ Ajay Bansal
2019-07-29