0001209191-19-043544.txt : 20190729 0001209191-19-043544.hdr.sgml : 20190729 20190729171847 ACCESSION NUMBER: 0001209191-19-043544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190725 FILED AS OF DATE: 20190729 DATE AS OF CHANGE: 20190729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANSAL AJAY CENTRAL INDEX KEY: 0001236922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37725 FILM NUMBER: 19982407 MAIL ADDRESS: STREET 1: C/O NEKTAR THERAPEUTIC STREET 2: 150 INDUSTRIAL ROAD CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ViewRay, Inc. CENTRAL INDEX KEY: 0001597313 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 421777485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 THERMO FISHER WAY CITY: OAKWOOD VILLAGE STATE: OH ZIP: 44146 BUSINESS PHONE: 440-703-3210 MAIL ADDRESS: STREET 1: 2 THERMO FISHER WAY CITY: OAKWOOD VILLAGE STATE: OH ZIP: 44146 FORMER COMPANY: FORMER CONFORMED NAME: Mirax Corp DATE OF NAME CHANGE: 20140116 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-25 0 0001597313 ViewRay, Inc. VRAY 0001236922 BANSAL AJAY C/O VIEWRAY, INC. 2 THERMO FISHER WAY OAKWOOD VILLAGE OH 44146 0 1 0 0 Chief Financial Officer Common Stock 2019-07-25 4 X 0 12519 3.17 A 103284 D Common Stock 2019-07-25 4 F 0 4408 9.00 D 98876 D Warrant to Purchase Common Stock 3.17 2019-07-25 4 X 0 12519 0.125 D 2017-07-19 2024-01-18 Common Stock 12519 0 D The shares acquired upon exercise of the warrant were acquired through a net exercise procedure in accordance with the terms of the warrant and did not involve any sale of shares. On July 25, 2019, the reporting person exercised a warrant to purchase 12,519 shares of VRAY common stock for $3.17 per share. The reporting person paid the exercise price on a cashless basis, resulting in VRAY's withholding of 4,408 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 8,111 shares. Represents 20,661 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to zero shares. /s/ Ajay Bansal 2019-07-29