0001615774-17-002629.txt : 20170523 0001615774-17-002629.hdr.sgml : 20170523 20170523161036 ACCESSION NUMBER: 0001615774-17-002629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170519 FILED AS OF DATE: 20170523 DATE AS OF CHANGE: 20170523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER THOMAS B CENTRAL INDEX KEY: 0001236896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 17863846 MAIL ADDRESS: STREET 1: C/O IXIA STREET 2: 26601 WEST AGOURA ROAD CITY: CALABASAS STATE: CA ZIP: 91302 4 1 s106296_form4.xml OWNERSHIP DOCUMENT X0306 4 2017-05-19 0 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001236896 MILLER THOMAS B 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 0 1 0 0 Chief Financial Officer Common Stock 78354 D Warrant to Purchase Common Stock 1.47 2017-05-19 4 P 0 3000 0.35 A 2017-03-14 2022-03-14 Common Stock 3000 70435 D Warrant to Purchase Common Stock 1.47 2017-05-22 4 P 0 5200 0.36 A 2017-03-14 2022-03-14 Common Stock 5200 75635 D Warrant to Purchase Common Stock 1.47 2017-05-22 4 P 0 5000 0.37 A 2017-03-14 2022-03-14 Common Stock 5000 80635 D Warrant to Purchase Common Stock 1.47 2017-05-22 4 P 0 5500 0.365 A 2017-03-14 2022-03-14 Common Stock 5500 86135 D Non-qualified Stock Option (right to buy) 1.97 2018-01-03 2027-01-03 Common Stock 181980 181980 D Non-qualified Stock Option (right to buy) 4.10 2017-01-21 2026-01-21 Common Stock 38225 38225 D Non-qualified Stock Option (right to buy) 7.00 2015-08-01 2024-08-01 Common Stock 175000 175000 D Non-qualified Stock Option (right to buy) 13.09 2016-03-25 2025-03-25 Common Stock 12907 12907 D Previously reported. Options vest over a four year term of which one-fourth vests on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter. Options vest in 4 yearly increments starting with the Date Exercisable. /s/ Thomas B. Miller 2017-05-23