0001615774-17-002629.txt : 20170523
0001615774-17-002629.hdr.sgml : 20170523
20170523161036
ACCESSION NUMBER: 0001615774-17-002629
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170519
FILED AS OF DATE: 20170523
DATE AS OF CHANGE: 20170523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLER THOMAS B
CENTRAL INDEX KEY: 0001236896
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 17863846
MAIL ADDRESS:
STREET 1: C/O IXIA
STREET 2: 26601 WEST AGOURA ROAD
CITY: CALABASAS
STATE: CA
ZIP: 91302
4
1
s106296_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-19
0
0001266806
SECOND SIGHT MEDICAL PRODUCTS INC
EYES
0001236896
MILLER THOMAS B
12744 SAN FERNANDO ROAD
SUITE 400
SYLMAR
CA
91342
0
1
0
0
Chief Financial Officer
Common Stock
78354
D
Warrant to Purchase Common Stock
1.47
2017-05-19
4
P
0
3000
0.35
A
2017-03-14
2022-03-14
Common Stock
3000
70435
D
Warrant to Purchase Common Stock
1.47
2017-05-22
4
P
0
5200
0.36
A
2017-03-14
2022-03-14
Common Stock
5200
75635
D
Warrant to Purchase Common Stock
1.47
2017-05-22
4
P
0
5000
0.37
A
2017-03-14
2022-03-14
Common Stock
5000
80635
D
Warrant to Purchase Common Stock
1.47
2017-05-22
4
P
0
5500
0.365
A
2017-03-14
2022-03-14
Common Stock
5500
86135
D
Non-qualified Stock Option (right to buy)
1.97
2018-01-03
2027-01-03
Common Stock
181980
181980
D
Non-qualified Stock Option (right to buy)
4.10
2017-01-21
2026-01-21
Common Stock
38225
38225
D
Non-qualified Stock Option (right to buy)
7.00
2015-08-01
2024-08-01
Common Stock
175000
175000
D
Non-qualified Stock Option (right to buy)
13.09
2016-03-25
2025-03-25
Common Stock
12907
12907
D
Previously reported.
Options vest over a four year term of which one-fourth vests on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter.
Options vest in 4 yearly increments starting with the Date Exercisable.
/s/ Thomas B. Miller
2017-05-23