0001615774-17-001104.txt : 20170316 0001615774-17-001104.hdr.sgml : 20170316 20170316174223 ACCESSION NUMBER: 0001615774-17-001104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170314 FILED AS OF DATE: 20170316 DATE AS OF CHANGE: 20170316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER THOMAS B CENTRAL INDEX KEY: 0001236896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 17695690 MAIL ADDRESS: STREET 1: C/O IXIA STREET 2: 26601 WEST AGOURA ROAD CITY: CALABASAS STATE: CA ZIP: 91302 4 1 s105573_form4.xml OWNERSHIP DOCUMENT X0306 4 2017-03-14 0 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001236896 MILLER THOMAS B 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 0 1 0 0 Chief Financial Officer Common Stock 2017-03-14 2017-03-14 4 A 0 67435 1.47 A 78354 D Warrant to Purchase Common Stock 1.47 2017-03-14 4 A 0 67435 A 2017-03-14 2022-03-14 Common Stock 67435 67435 D Non-Qualified Stock Option (right to buy) 1.9700 2018-01-03 2027-01-03 Common Stock 181980 181980 D Non-Qualified Stock Option (right to buy) 4.1000 2017-01-21 2026-01-21 Common Stock 38225 38225 D Non-Qualified Stock Option (right to buy) 7.0000 2015-08-01 2024-08-01 Common Stock 175000 175000 D Non-Qualified Stock Option (right to buy) 13.0900 2016-03-25 2025-03-25 Common Stock 12907 12907 D Common stock and warrants reported on this Form 4 pursuant to an exercise of subscription rights previously distributed by the Company to all holders of the Company's common stock. Each stockholder received a right to invest $0.47 for every share held of record on February 10, 2017, the record date, to purchase units consisting of one share of common stock and one warrant to purchase one share of common stock. The final allocation numbers of units were distributed on March 14, 2017. Options vest over a four year term of which one-fourth vests on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter. Options vest in 4 yearly increments starting with the Date Exercisable /s/ Thomas B. Miller 2017-03-16