0001615774-17-001104.txt : 20170316
0001615774-17-001104.hdr.sgml : 20170316
20170316174223
ACCESSION NUMBER: 0001615774-17-001104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170314
FILED AS OF DATE: 20170316
DATE AS OF CHANGE: 20170316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLER THOMAS B
CENTRAL INDEX KEY: 0001236896
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 17695690
MAIL ADDRESS:
STREET 1: C/O IXIA
STREET 2: 26601 WEST AGOURA ROAD
CITY: CALABASAS
STATE: CA
ZIP: 91302
4
1
s105573_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-14
0
0001266806
SECOND SIGHT MEDICAL PRODUCTS INC
EYES
0001236896
MILLER THOMAS B
12744 SAN FERNANDO ROAD
SUITE 400
SYLMAR
CA
91342
0
1
0
0
Chief Financial Officer
Common Stock
2017-03-14
2017-03-14
4
A
0
67435
1.47
A
78354
D
Warrant to Purchase Common Stock
1.47
2017-03-14
4
A
0
67435
A
2017-03-14
2022-03-14
Common Stock
67435
67435
D
Non-Qualified Stock Option (right to buy)
1.9700
2018-01-03
2027-01-03
Common Stock
181980
181980
D
Non-Qualified Stock Option (right to buy)
4.1000
2017-01-21
2026-01-21
Common Stock
38225
38225
D
Non-Qualified Stock Option (right to buy)
7.0000
2015-08-01
2024-08-01
Common Stock
175000
175000
D
Non-Qualified Stock Option (right to buy)
13.0900
2016-03-25
2025-03-25
Common Stock
12907
12907
D
Common stock and warrants reported on this Form 4 pursuant to an exercise of subscription rights previously distributed by the Company to all holders of the Company's common stock. Each stockholder received a right to invest $0.47 for every share held of record on February 10, 2017, the record date, to purchase units consisting of one share of common stock and one warrant to purchase one share of common stock. The final allocation numbers of units were distributed on March 14, 2017.
Options vest over a four year term of which one-fourth vests on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter.
Options vest in 4 yearly increments starting with the Date Exercisable
/s/ Thomas B. Miller
2017-03-16