0001209191-20-035961.txt : 20200611 0001209191-20-035961.hdr.sgml : 20200611 20200611164610 ACCESSION NUMBER: 0001209191-20-035961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200610 FILED AS OF DATE: 20200611 DATE AS OF CHANGE: 20200611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TIBBETTS JOSEPH S JR CENTRAL INDEX KEY: 0001236738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36642 FILM NUMBER: 20957658 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Solar, Inc. CENTRAL INDEX KEY: 0001607716 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 455605880 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (877) 404-4129 MAIL ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-10 0 0001607716 Vivint Solar, Inc. VSLR 0001236738 TIBBETTS JOSEPH S JR 1800 WEST ASHTON BLVD LEHI UT 84043 1 0 0 0 Common Stock 2020-06-10 4 S 0 5346 10.0821 D 69801 D Common Stock 2020-06-10 4 A 0 13131 0.00 A 82932 D These shares were disposed of pursuant to the reporting person's Rule 10b5-1 trading plan in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.91 to $10.15, inclusive. The reporting person undertakes to provide to Vivint Solar, Inc., any security holder of Vivint Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Represents restricted stock units granted pursuant to the Issuer's 2014 Equity Incentive Plan which can only be settled with shares of common stock. The award will vest as to 100% of the underlying shares on the earlier of the first anniversary of the date of grant or the date of the issuer's next annual stockholder meeting first occurring after the date of grant, subject to the Reporting Person's continued service to the issuer through such date. /s/ Dana C. Russell, attorney-in-fact 2020-06-11