0001209191-18-058328.txt : 20181113
0001209191-18-058328.hdr.sgml : 20181113
20181113171709
ACCESSION NUMBER: 0001209191-18-058328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181113
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TIBBETTS JOSEPH S JR
CENTRAL INDEX KEY: 0001236738
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38324
FILM NUMBER: 181179110
MAIL ADDRESS:
STREET 1: 1800 SOUTH NOVELL PLACE
CITY: PROVO
STATE: UT
ZIP: 84606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Casa Systems Inc
CENTRAL INDEX KEY: 0001333835
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 OLD RIVER ROAD
STREET 2: SUITE 100
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-688-6706
MAIL ADDRESS:
STREET 1: 100 OLD RIVER ROAD
STREET 2: SUITE 100
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-13
0
0001333835
Casa Systems Inc
CASA
0001236738
TIBBETTS JOSEPH S JR
C/O CASA SYSTEMS, INC.
100 OLD RIVER ROAD
ANDOVER
MA
01810
1
0
0
0
Common Stock
2018-11-13
4
M
0
1922
A
7688
D
Common Stock
2018-11-13
4
M
0
11538
A
19226
D
Restricted Stock Units
2018-11-13
4
M
0
1922
0.00
D
Common Stock
1922
15388
D
Restricted Stock Units
2018-11-13
4
M
0
11538
0.00
D
Common Stock
11538
0
D
Restricted stock units ("RSUs") converted into common stock, $0.001 par value per share (the "Common Stock"), of Casa Systems, Inc. (the "Company") on a one-for-one basis upon vesting of the units.
Each RSU represents the right to receive one share of Common Stock of the Company upon vesting, subject to the reporting person's continued service relationship with the Company and the other terms and conditions set forth in the applicable RSU agreement. In the sole discretion of the Company's board of directors, the Company may, with respect to any applicable vesting date, deliver to the reporting person Common Stock or cash having a fair market value equal to the number of shares of Common Stock underlying the portion of the RSU that vested on such date, payable within 30 days of the vesting date, less applicable taxes.
Scheduled to vest as to 8.3333% of the original number of shares at the end of each three-month period following November 13, 2017.
Vested as to 100% of the original number of shares on November 13, 2018.
/s/ Todd M. Keebaugh, attorney-in-fact
2018-11-13