0001140361-18-011308.txt : 20180301
0001140361-18-011308.hdr.sgml : 20180301
20180301171252
ACCESSION NUMBER: 0001140361-18-011308
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180227
FILED AS OF DATE: 20180301
DATE AS OF CHANGE: 20180301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FLEXON ROBERT C
CENTRAL INDEX KEY: 0001236545
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 18658833
MAIL ADDRESS:
STREET 1: 1313 N MARKET ST
CITY: WILMINGTON
STATE: DE
ZIP: 19894
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNEGY INC.
CENTRAL INDEX KEY: 0001379895
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 205653152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 507-6400
MAIL ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Inc..
DATE OF NAME CHANGE: 20070404
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc..
DATE OF NAME CHANGE: 20070403
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc.
DATE OF NAME CHANGE: 20061102
4
1
doc1.xml
FORM 4
X0306
4
2018-02-27
0
0001379895
DYNEGY INC.
DYN
0001236545
FLEXON ROBERT C
601 TRAVIS
14TH FLOOR
HOUSTON
TX
77002
1
1
0
0
President and CEO
Common Stock
647659
D
Restricted Stock Units
2018-02-27
4
A
0
439740
12.33
A
Common Stock
439740
554823
D
Amount includes 228,330 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.
The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on February 27, 2018.
Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash.
/s/ Heidi D. Lewis, Attorney-in-Fact
2018-03-01