0000899243-21-049629.txt : 20211223 0000899243-21-049629.hdr.sgml : 20211223 20211223174513 ACCESSION NUMBER: 0000899243-21-049629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211223 DATE AS OF CHANGE: 20211223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENWOOD GERALDINE CENTRAL INDEX KEY: 0001236451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39101 FILM NUMBER: 211518284 MAIL ADDRESS: STREET 1: 88 SIDNEY ST CITY: CAMBRIDGE STATE: MA ZIP: 02139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Baudax Bio, Inc. CENTRAL INDEX KEY: 0001780097 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 474639500 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 490 LAPP ROAD CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-395-2470 MAIL ADDRESS: STREET 1: 490 LAPP ROAD CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: Recro Enterprises, Inc. DATE OF NAME CHANGE: 20190618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-15 0 0001780097 Baudax Bio, Inc. BXRX 0001236451 HENWOOD GERALDINE C/O BAUDAX BIO, INC. 490 LAPP ROAD MALVERN PA 19355 1 1 0 0 President and CEO Common Stock 2021-12-15 4 F 0 18636 0.31 D 336716 D Common Stock 20000 I By spouse Stock Option (right to buy) 1.70 2021-12-22 4 A 0 821168 0.00 A 2031-01-20 Common Stock 821168 821168 D Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units. The Option was granted on January 20, 2021, contingent upon the Company's board of directors approval of the increase in the number of shares available for issuance under the Company's 2019 Equity Incentive Plan pursuant to the evergreen provision therein. The stock option vests in equal monthly installments over 48 months, beginning on February 20, 2021, subject to continued service to the Company. By: /s/ Richard Casten, Attorney-in-fact 2021-12-23