0001243786-19-000073.txt : 20190521
0001243786-19-000073.hdr.sgml : 20190521
20190521133130
ACCESSION NUMBER: 0001243786-19-000073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190519
FILED AS OF DATE: 20190521
DATE AS OF CHANGE: 20190521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUMPKINS ROBERT L
CENTRAL INDEX KEY: 0001236005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32327
FILM NUMBER: 19841765
MAIL ADDRESS:
STREET 1: THE MOSAIC COMPANY
STREET 2: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOSAIC CO
CENTRAL INDEX KEY: 0001285785
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 201026454
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
BUSINESS PHONE: 7635772700
MAIL ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC
DATE OF NAME CHANGE: 20040401
4
1
wf-form4_155845987459810.xml
FORM 4
X0306
4
2019-05-19
0
0001285785
MOSAIC CO
MOS
0001236005
LUMPKINS ROBERT L
C/O THE MOSAIC COMPANY
3033 CAMPUS DRIVE, SUITE E490
PLYMOUTH
MN
55441
1
0
0
0
Common Stock
2019-05-19
4
M
0
2532
0
A
20520
D
Common Stock
2745
I
By GRAT #6 dated April 2, 2015
Common Stock
26736
I
Robert L. Lumpkins Revocable Trust
Restricted Stock Units
0.0
2019-05-19
4
M
0
10129
0
D
Common Stock
10129.0
0
D
Restricted Stock Units
0.0
Common Stock
10503.0
10503
D
Restricted Stock Units
0.0
Common Stock
5497.0
5497
D
Deferred Restricted Stock Unit
2019-05-19
4
A
0
7597
0
A
Common Stock
7597.0
7597
D
The reporting person, pursuant to the issuer's LTI Deferral Plan, elected to receive 25% of the shares subject to the restricted stock unit award granted to reporting person on May 19, 2016, on May 19, 2019, and the remaining shares in five equal installments commencing on January 30, 2022, and continuing on each anniversary thereafter.
One-for-One
The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
Not applicable
The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.
The restricted stock units will vest on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 10, 2021.
Each deferred restricted stock unit represents a right to receive one share of common stock.
The deferred restricted stock units were deferred by the reporting person pursuant to the issuer's LTI Deferral Plan upon the vesting of a restricted stock unit award granted to reporting person on May 19, 2016, and become payable in five equal installments commencing on January 30, 2022, and continuing on each anniversary thereafter.
/s/Mark J. Isaacson, Attorney-in-Fact for Robert L. Lumpkins
2019-05-20