0001243786-17-000126.txt : 20170522 0001243786-17-000126.hdr.sgml : 20170522 20170522102339 ACCESSION NUMBER: 0001243786-17-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170518 FILED AS OF DATE: 20170522 DATE AS OF CHANGE: 20170522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUMPKINS ROBERT L CENTRAL INDEX KEY: 0001236005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 17859951 MAIL ADDRESS: STREET 1: THE MOSAIC COMPANY STREET 2: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 4 1 wf-form4_149546300464599.xml FORM 4 X0306 4 2017-05-18 0 0001285785 MOSAIC CO MOS 0001236005 LUMPKINS ROBERT L C/O THE MOSAIC COMPANY 3033 CAMPUS DRIVE, SUITE E490 PLYMOUTH MN 55441 1 0 0 0 Common Stock 9339 D Common Stock 2745 I By GRAT #6 dated April 2, 2015 Common Stock 19736 I Robert L. Lumpkins Revocable Trust Restricted Stock Units 0.0 Common Stock 5707.0 5707 D Restricted Stock Units 0.0 Common Stock 10129.0 10129 D Restricted Stock Units 0.0 2017-05-18 4 A 0 10503 0 A Common Stock 10503.0 10503 D One-for-One The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018. Not Applicable The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019. The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020. /s/Mark J. Isaacson, Attorney-in-Fact for Robert L. Lumpkins 2017-05-22