0001243786-17-000103.txt : 20170517
0001243786-17-000103.hdr.sgml : 20170517
20170517124809
ACCESSION NUMBER: 0001243786-17-000103
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170411
FILED AS OF DATE: 20170517
DATE AS OF CHANGE: 20170517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOSAIC CO
CENTRAL INDEX KEY: 0001285785
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 201026454
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
BUSINESS PHONE: 7635772700
MAIL ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC
DATE OF NAME CHANGE: 20040401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUMPKINS ROBERT L
CENTRAL INDEX KEY: 0001236005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32327
FILM NUMBER: 17850836
MAIL ADDRESS:
STREET 1: THE MOSAIC COMPANY
STREET 2: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
4
1
wf-form4_149503967465178.xml
FORM 4
X0306
4
2017-04-11
0
0001285785
MOSAIC CO
MOS
0001236005
LUMPKINS ROBERT L
C/O THE MOSAIC COMPANY
3033 CAMPUS DRIVE, SUITE E490
PLYMOUTH
MN
55441
1
0
0
0
Common Stock
2017-04-11
4
G
0
6534
0
D
2745
I
By GRAT #6 dated April 2, 2015
Common Stock
2017-04-11
4
G
0
6534
0
A
19736
I
Robert L. Lumpkins Revocable Trust
Common Stock
2017-05-15
4
M
0
3691
0
A
9339
D
Restricted Stock Units
0.0
2017-05-15
4
M
0
5274
0
D
Common Stock
5274.0
0
D
Restricted Stock Units
0.0
Common Stock
5707.0
5707
D
Restricted Stock Units
0.0
Common Stock
10129.0
10129
D
On April 11, 2017, the reporting person indirectly held 9,279 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #6"). On that date, 6,534 shares were distributed by GRAT #6 to the Robert L. Lumpkins Revocable Trust in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 30% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
One for one
The restricted stock units will vest on the date of the issuer's 2015 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 15, 2017.
Not applicable
The restricted stock units will vest on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
The restricted stock units will vest on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
/s/Mark J. Isaacson, Attorney-in-Fact for Robert L. Lumpkins
2017-05-17