0001243786-16-000307.txt : 20160523 0001243786-16-000307.hdr.sgml : 20160523 20160523134553 ACCESSION NUMBER: 0001243786-16-000307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160411 FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUMPKINS ROBERT L CENTRAL INDEX KEY: 0001236005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 161668536 MAIL ADDRESS: STREET 1: THE MOSAIC COMPANY STREET 2: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 4 1 wf-form4_146402553989055.xml FORM 4 X0306 4 2016-04-11 0 0001285785 MOSAIC CO MOS 0001236005 LUMPKINS ROBERT L C/O THE MOSAIC COMPANY 3033 CAMPUS DRIVE, SUITE E490 PLYMOUTH MN 55441 1 0 0 0 Common Stock 2016-04-11 4 G 0 7171 0 D 9279 I By GRAT #6 dated April 2, 2015 Common Stock 2016-04-11 4 G 0 7171 0 A 13202 I Robert L. Lumpkins Revocable Trust Common Stock 3303 D Restricted Stock Units 0.0 Common Stock 3350.0 3350 D Restricted Stock Units 0.0 Common Stock 5274.0 5274 D Restricted Stock Units 0.0 Common Stock 5707.0 5707 D Restricted Stock Units 0.0 2016-05-19 4 A 0 10129 0 A Common Stock 10129.0 10129 D On April 11, 2016, the reporting person indirectly held 16,450 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #6). On that date, 7,171 of the shares were distributed by GRAT #6 to the Robert L. Lumpkins Revocable Trust in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13. One for one The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016. Not Applicable The restricted stock units vested on May 14, 2015. Vested shares will be delivered to the reporting person on May 15, 2017. The restricted stock units vested on May 19, 2016. Vested shares will be delivered to the reporting person on May 14, 2018. The restricted stock units will vest on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019. /s/Mark J. Isaacson, Attorney-in-Fact for Robert L. Lumpkins 2016-05-23