0001243786-16-000307.txt : 20160523
0001243786-16-000307.hdr.sgml : 20160523
20160523134553
ACCESSION NUMBER: 0001243786-16-000307
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160411
FILED AS OF DATE: 20160523
DATE AS OF CHANGE: 20160523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOSAIC CO
CENTRAL INDEX KEY: 0001285785
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 201026454
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
BUSINESS PHONE: 7635772700
MAIL ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC
DATE OF NAME CHANGE: 20040401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUMPKINS ROBERT L
CENTRAL INDEX KEY: 0001236005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32327
FILM NUMBER: 161668536
MAIL ADDRESS:
STREET 1: THE MOSAIC COMPANY
STREET 2: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
4
1
wf-form4_146402553989055.xml
FORM 4
X0306
4
2016-04-11
0
0001285785
MOSAIC CO
MOS
0001236005
LUMPKINS ROBERT L
C/O THE MOSAIC COMPANY
3033 CAMPUS DRIVE, SUITE E490
PLYMOUTH
MN
55441
1
0
0
0
Common Stock
2016-04-11
4
G
0
7171
0
D
9279
I
By GRAT #6 dated April 2, 2015
Common Stock
2016-04-11
4
G
0
7171
0
A
13202
I
Robert L. Lumpkins Revocable Trust
Common Stock
3303
D
Restricted Stock Units
0.0
Common Stock
3350.0
3350
D
Restricted Stock Units
0.0
Common Stock
5274.0
5274
D
Restricted Stock Units
0.0
Common Stock
5707.0
5707
D
Restricted Stock Units
0.0
2016-05-19
4
A
0
10129
0
A
Common Stock
10129.0
10129
D
On April 11, 2016, the reporting person indirectly held 16,450 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #6). On that date, 7,171 of the shares were distributed by GRAT #6 to the Robert L. Lumpkins Revocable Trust in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
One for one
The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.
Not Applicable
The restricted stock units vested on May 14, 2015. Vested shares will be delivered to the reporting person on May 15, 2017.
The restricted stock units vested on May 19, 2016. Vested shares will be delivered to the reporting person on May 14, 2018.
The restricted stock units will vest on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
/s/Mark J. Isaacson, Attorney-in-Fact for Robert L. Lumpkins
2016-05-23