0001243786-16-000216.txt : 20160219 0001243786-16-000216.hdr.sgml : 20160219 20160219172610 ACCESSION NUMBER: 0001243786-16-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160217 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUMPKINS ROBERT L CENTRAL INDEX KEY: 0001236005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 161442892 MAIL ADDRESS: STREET 1: THE MOSAIC COMPANY STREET 2: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 4 1 wf-form4_145592075489168.xml FORM 4 X0306 4 2016-02-17 0 0001285785 MOSAIC CO MOS 0001236005 LUMPKINS ROBERT L C/O THE MOSAIC COMPANY 3033 CAMPUS DRIVE, SUITE E490 PLYMOUTH MN 55441 1 0 0 0 Common Stock 2016-02-17 4 P 0 2000 24.97 A 5031 I Robert L. Lumpkins Revocable Trust Common Stock 2016-02-19 4 P 0 1000 24.57 A 6031 I Robert L. Lumpkins Revocable Trust Common Stock 3303 D Common Stock 16450 I By GRAT #6 dated April 2, 2015 Restricted Stock Units 0.0 Common Stock 3350.0 3350 D Restricted Stock Units 0.0 Common Stock 5274.0 5274 D Restricted Stock Units 0.0 Common Stock 5707.0 5707 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.94 to $25.00, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4. One-for-One The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016. Not applicable The restricted stock units vested on May 15, 2015. Vested shares will be delivered to the reporting person on May 15, 2017. The restricted stock units will vest on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018. /s/Mark J. Isaacson, Attorney-in-Fact for Robert L. Lumpkins 2016-02-19