0001243786-16-000201.txt : 20160212 0001243786-16-000201.hdr.sgml : 20160212 20160212135108 ACCESSION NUMBER: 0001243786-16-000201 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUMPKINS ROBERT L CENTRAL INDEX KEY: 0001236005 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 161417515 MAIL ADDRESS: STREET 1: THE MOSAIC COMPANY STREET 2: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 5 1 wf-form5_145530305665624.xml FORM 5 X0306 5 2015-12-31 0 0 0 0001285785 MOSAIC CO MOS 0001236005 LUMPKINS ROBERT L C/O THE MOSAIC COMPANY 3033 CAMPUS DRIVE, SUITE E490 PLYMOUTH MN 55441 1 0 0 0 Common Stock 3303 D Common Stock 2015-06-29 5 G 0 3031 0 D 0 I By GRAT #5 dated June 25, 2012 Common Stock 16450 I By GRAT #6 dated April 2, 2015 Common Stock 2015-06-29 5 G 0 3031 0 A 3031 I Robert L. Lumpkins Revocable Trust Restricted Stock Units 0.0 Common Stock 3350.0 3350 D Restricted Stock Units 0.0 Common Stock 5274.0 5274 D Restricted Stock Units 0.0 Common Stock 5707.0 5707 D On June 29, 2015, the reporting person indirectly held 3,031 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #5). On that date, 3,031 of the shares were distributed by GRAT #5 to the Robert L. Lumpkins Revocable Trust in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13. One-for-One The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016. Not applicable The restricted stock units vested on May 14, 2015. Vested shares will be delivered to the reporting person on May 15, 2017. The restricted stock units will vest on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018. /s/Mark J. Isaacson, Attorney-in-Fact for Robert L. Lumpkins 2016-02-12