0001243786-16-000201.txt : 20160212
0001243786-16-000201.hdr.sgml : 20160212
20160212135108
ACCESSION NUMBER: 0001243786-16-000201
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOSAIC CO
CENTRAL INDEX KEY: 0001285785
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 201026454
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
BUSINESS PHONE: 7635772700
MAIL ADDRESS:
STREET 1: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC
DATE OF NAME CHANGE: 20040401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUMPKINS ROBERT L
CENTRAL INDEX KEY: 0001236005
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32327
FILM NUMBER: 161417515
MAIL ADDRESS:
STREET 1: THE MOSAIC COMPANY
STREET 2: 3033 CAMPUS DRIVE, SUITE E490
CITY: PLYMOUTH
STATE: MN
ZIP: 55441
5
1
wf-form5_145530305665624.xml
FORM 5
X0306
5
2015-12-31
0
0
0
0001285785
MOSAIC CO
MOS
0001236005
LUMPKINS ROBERT L
C/O THE MOSAIC COMPANY
3033 CAMPUS DRIVE, SUITE E490
PLYMOUTH
MN
55441
1
0
0
0
Common Stock
3303
D
Common Stock
2015-06-29
5
G
0
3031
0
D
0
I
By GRAT #5 dated June 25, 2012
Common Stock
16450
I
By GRAT #6 dated April 2, 2015
Common Stock
2015-06-29
5
G
0
3031
0
A
3031
I
Robert L. Lumpkins Revocable Trust
Restricted Stock Units
0.0
Common Stock
3350.0
3350
D
Restricted Stock Units
0.0
Common Stock
5274.0
5274
D
Restricted Stock Units
0.0
Common Stock
5707.0
5707
D
On June 29, 2015, the reporting person indirectly held 3,031 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #5). On that date, 3,031 of the shares were distributed by GRAT #5 to the Robert L. Lumpkins Revocable Trust in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
One-for-One
The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.
Not applicable
The restricted stock units vested on May 14, 2015. Vested shares will be delivered to the reporting person on May 15, 2017.
The restricted stock units will vest on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
/s/Mark J. Isaacson, Attorney-in-Fact for Robert L. Lumpkins
2016-02-12