0001243786-15-000101.txt : 20150515 0001243786-15-000101.hdr.sgml : 20150515 20150515163323 ACCESSION NUMBER: 0001243786-15-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150408 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOSAIC CO CENTRAL INDEX KEY: 0001285785 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 201026454 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 7635772700 MAIL ADDRESS: STREET 1: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL NUTRITION SOLUTIONS INC DATE OF NAME CHANGE: 20040401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUMPKINS ROBERT L CENTRAL INDEX KEY: 0001236005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32327 FILM NUMBER: 15870102 MAIL ADDRESS: STREET 1: THE MOSAIC COMPANY STREET 2: 3033 CAMPUS DRIVE, SUITE E490 CITY: PLYMOUTH STATE: MN ZIP: 55441 4 1 wf-form4_143172199199570.xml FORM 4 X0306 4 2015-04-08 0 0001285785 MOSAIC CO MOS 0001236005 LUMPKINS ROBERT L C/O THE MOSAIC COMPANY 3033 CAMPUS DRIVE, SUITE E490 PLYMOUTH MN 55441 1 0 0 0 Common Stock 3031 I By GRAT #5 dated June 25, 2012 Common Stock 2015-04-08 4 G 0 8575 0 D 0 D Common Stock 2015-04-08 4 G 0 7875 0 D 0 I Robert L. Lumpkins Revocable Trust Common Stock 2015-04-08 4 G 0 16450 0 A 16450 I By GRAT #6 dated April 2, 2015 Restricted Stock Units 0.0 Common Stock 4719.0 4719 D Restricted Stock Units 0.0 Common Stock 3350.0 3350 D Restricted Stock Units 0.0 Common Stock 5274.0 5274 D Restricted Stock Units 0.0 2015-05-14 4 A 0 5707 0 A Common Stock 5707.0 5707 D On July 15, 2014, the reporting person indirectly held 5,977 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #5). On that date, 2,946 of the shares were distributed by GRAT #5 to the Robert L. Lumpkins Revocable Trust in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13, following which 5,977 shares remained held by GRAT #5. This transaction involved a gift of securities by the reporting person and the reporting person and reporting person's spouse as trustees of the Robert L. Lumpkins Revocable Trust to a grantor retained annuity trust dated April 2, 2015, for the benefit of reporting person and his daughter ("GRAT #6"). The reporting person's spouse serves as trustee of GRAT #6. One-for-One The restricted stock units vested on October 4, 2013. Vested shares will be delivered to the reporting person on October 4, 2015. Not Applicable The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016. The restricted stock units vested on May 14, 2015. Vested shares will be delivered to the reporting person on May 15, 2017. The restricted stock units will vest on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018. /s/Mark J. Isaacson, Attorney-in-Fact for Robert L. Lumpkins 2015-05-15 EX-24 2 lumpkins-powerofattorney.htm POWER OF ATTORNEY (MAY 2015) Lumpkins - PowerofAttorney

POWER OF ATTORNEY

Know all by these presents, that I hereby constitute and appoint each of Mark J. Isaacson, Philip E. Bauer and Shawna L. Anderson my true and lawful attorney-in-fact and agent, each acting alone, with full power of substitution for me and in my name, place and stead, to:

1.
execute for me and on my behalf, in my capacity as an officer, director and/or 10% shareholder of The Mosaic Company, Forms 3, 4 or 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, or any rule or regulation of the United States Securities and Exchange Commission (‘SEC”);

2.
do and perform any and all acts for me and on my behalf which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, or other form or report, complete and execute any amendment or amendments thereto and timely file such form or report with the SEC and any stock exchange or similar authority; and

3.
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to me, in my best interest or legally required by me, it being understood that the documents executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.

I hereby grant to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. I acknowledge that the attorneys-in-fact, in serving in such capacity at my request, are not assuming, nor is The Mosaic Company assuming, any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended.

This Power of Attorney shall remain in full force and effect until I am no longer required to file Forms 3, 4 and 5 with respect to my holdings of and transactions in securities of The Mosaic Company, unless earlier revoked by me in a signed writing delivered to the attorneys-in-fact named above and shall supersede and all other previous and prior powers of attorney granted by me in my capacity as an officer, director and/or 10% shareholder of The Mosaic Company and relating to my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended, if any, all of which are hereby deemed to be revoked .

IN WITNESS WHEREOF, I have signed this Power of Attorney on May 13, 2015.



/s/Robert L. Lumpkins        
Signature



Robert L. Lumpkins        
Printed Name