0000899243-17-014862.txt : 20170531
0000899243-17-014862.hdr.sgml : 20170531
20170531182516
ACCESSION NUMBER: 0000899243-17-014862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170531
DATE AS OF CHANGE: 20170531
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STONEGATE MORTGAGE CORP
CENTRAL INDEX KEY: 0001454389
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 341194858
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9190 PRIORITY WAY WEST DRIVE
STREET 2: SUITE 300
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
BUSINESS PHONE: 317-663-5100
MAIL ADDRESS:
STREET 1: 9190 PRIORITY WAY WEST DRIVE
STREET 2: SUITE 300
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MUMPHREY J SCOTT
CENTRAL INDEX KEY: 0001235742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36116
FILM NUMBER: 17882684
MAIL ADDRESS:
STREET 1: 115 W WASHINGTON ST
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-31
1
0001454389
STONEGATE MORTGAGE CORP
SGM
0001235742
MUMPHREY J SCOTT
11338 HANBURY MANOR BLVD.
NOBLESVILLE
IN
46060
1
0
0
0
Common Stock
2017-05-31
4
D
0
320929
8.00
D
0
D
Includes 292,575 shares of Stonegate Mortgage Corporation ("Stonegate") common stock, par value $0.01 per share ("Stonegate Common Stock"), and 28,354 Stonegate restricted stock units (each, a "Stonegate RSU").
Pursuant to the Agreement and Plan of Merger, dated January 26, 2017 (the "Merger Agreement"), among Stonegate, Home Point Financial Corporation and Longhorn Merger Sub, Inc., upon completion of the merger as contemplated by the Merger Agreement, each share of Stonegate Common Stock held by the reporting person was converted into the right to receive $8.00 in cash (the "Merger Consideration").
Upon completion of the merger, each Stonegate RSU was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of Stonegate Common Stock subject to such Stonegate RSU immediately prior to completion of the merger and (ii) the Merger Consideration, less applicable tax withholdings.
/s/ J. Scott Mumphrey
2017-05-31