0000899243-17-014862.txt : 20170531 0000899243-17-014862.hdr.sgml : 20170531 20170531182516 ACCESSION NUMBER: 0000899243-17-014862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170531 DATE AS OF CHANGE: 20170531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONEGATE MORTGAGE CORP CENTRAL INDEX KEY: 0001454389 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 341194858 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9190 PRIORITY WAY WEST DRIVE STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-663-5100 MAIL ADDRESS: STREET 1: 9190 PRIORITY WAY WEST DRIVE STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUMPHREY J SCOTT CENTRAL INDEX KEY: 0001235742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36116 FILM NUMBER: 17882684 MAIL ADDRESS: STREET 1: 115 W WASHINGTON ST CITY: INDIANAPOLIS STATE: IN ZIP: 46204 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-31 1 0001454389 STONEGATE MORTGAGE CORP SGM 0001235742 MUMPHREY J SCOTT 11338 HANBURY MANOR BLVD. NOBLESVILLE IN 46060 1 0 0 0 Common Stock 2017-05-31 4 D 0 320929 8.00 D 0 D Includes 292,575 shares of Stonegate Mortgage Corporation ("Stonegate") common stock, par value $0.01 per share ("Stonegate Common Stock"), and 28,354 Stonegate restricted stock units (each, a "Stonegate RSU"). Pursuant to the Agreement and Plan of Merger, dated January 26, 2017 (the "Merger Agreement"), among Stonegate, Home Point Financial Corporation and Longhorn Merger Sub, Inc., upon completion of the merger as contemplated by the Merger Agreement, each share of Stonegate Common Stock held by the reporting person was converted into the right to receive $8.00 in cash (the "Merger Consideration"). Upon completion of the merger, each Stonegate RSU was converted into the right to receive an amount in cash equal to the product of (i) the number of shares of Stonegate Common Stock subject to such Stonegate RSU immediately prior to completion of the merger and (ii) the Merger Consideration, less applicable tax withholdings. /s/ J. Scott Mumphrey 2017-05-31