0000950138-18-000389.txt : 20180514 0000950138-18-000389.hdr.sgml : 20180514 20180514182010 ACCESSION NUMBER: 0000950138-18-000389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180510 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNBERG SEYMOUR CENTRAL INDEX KEY: 0001235686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35490 FILM NUMBER: 18832367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Express Scripts Holding Co. CENTRAL INDEX KEY: 0001532063 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 452884094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EXPRESS WAY CITY: ST. LOUIS STATE: MO ZIP: 63121 BUSINESS PHONE: 314-996-0900 MAIL ADDRESS: STREET 1: ONE EXPRESS WAY CITY: ST. LOUIS STATE: MO ZIP: 63121 FORMER COMPANY: FORMER CONFORMED NAME: Aristotle Holding, Inc. DATE OF NAME CHANGE: 20111005 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-05-10 1 0001532063 Express Scripts Holding Co. ESRX 0001235686 STERNBERG SEYMOUR C/O EXPRESS SCRIPTS HOLDING COMPANY ONE EXPRESS WAY ST. LOUIS MO 63121 1 0 0 0 Common Stock 2018-05-10 4 A 0 2818 0 A 24613 D Common Stock 2758 I By Spouse Grant of restricted stock units pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Awards vest in three equal installments on May 1, 2019, May 1, 2020, and May 1, 2021. The balance reflects a transfer of 15,645 shares from the Reporting Person's grantor retained annuity trust (the "GRAT") to the Reporting Person. These shares were previously reported as indirectly beneficially owned by the Reporting Person and are now reported as directly owned by the Reporting Person. /s/ Nick H. Varsam, as Attorney-in-Fact for Seymour Sternberg 2018-05-14