0000950138-16-000961.txt : 20160303 0000950138-16-000961.hdr.sgml : 20160303 20160303160338 ACCESSION NUMBER: 0000950138-16-000961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160302 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Express Scripts Holding Co. CENTRAL INDEX KEY: 0001532063 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 452884094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EXPRESS WAY CITY: ST. LOUIS STATE: MO ZIP: 63121 BUSINESS PHONE: 314-996-0900 MAIL ADDRESS: STREET 1: ONE EXPRESS WAY CITY: ST. LOUIS STATE: MO ZIP: 63121 FORMER COMPANY: FORMER CONFORMED NAME: Aristotle Holding, Inc. DATE OF NAME CHANGE: 20111005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERNBERG SEYMOUR CENTRAL INDEX KEY: 0001235686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35490 FILM NUMBER: 161481117 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-02 0001532063 Express Scripts Holding Co. ESRX 0001235686 STERNBERG SEYMOUR C/O EXPRESS SCRIPTS HOLDING COMPANY ONE EXPRESS WAY ST. LOUIS MO 63121 1 0 0 0 Common Stock 2016-03-02 4 S 0 8400 71.4701 D 31062 D Common Stock 2758 I By Spouse The balance reflects the following changes in the form of Reporting Person's beneficial ownership of shares. On December 23, 2015, 3,928 shares held in a grantor retained annuity trust (GRAT I), and indirectly beneficially owned by Reporting Person, were transferred by GRAT I to, and were directly owned by, Reporting Person. On December 31, 2015, 14,039 shares held in a separate grantor retained annuity trust (GRAT II), and indirectly beneficially owned by Reporting Person, were transferred by GRAT II to, and were directly owned by, Reporting Person. On December 31, 2015, 17,967 shares directly owned by Reporting Person were transferred to a new GRAT (GRAT III). On February 26, 2016, 17,098 shares held in GRAT II and 17,967 shares held in GRAT III, all of which were indirectly beneficially owned by Reporting Person, were transferred by GRAT II and GRAT III to, and are directly owned by, Reporting Person. /s/ Martin P. Akins, as Attorney-in-Fact for Seymour Sternberg 2016-03-03