0001127602-20-008995.txt : 20200303
0001127602-20-008995.hdr.sgml : 20200303
20200303162702
ACCESSION NUMBER: 0001127602-20-008995
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200301
FILED AS OF DATE: 20200303
DATE AS OF CHANGE: 20200303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRATES JAMES M
CENTRAL INDEX KEY: 0001235598
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35299
FILM NUMBER: 20682682
MAIL ADDRESS:
STREET 1: 88 SIDNEY ST
CITY: CAMBRIDGE
STATE: MA
ZIP: 021394136
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alkermes plc.
CENTRAL INDEX KEY: 0001520262
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 981007018
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
BUSINESS PHONE: 00-353-1-772-8000
MAIL ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC
DATE OF NAME CHANGE: 20110804
FORMER COMPANY:
FORMER CONFORMED NAME: Antler Science Two Ltd
DATE OF NAME CHANGE: 20110509
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-03-01
0001520262
Alkermes plc.
ALKS
0001235598
FRATES JAMES M
CONNAUGHT HOUSE
1 BURLINGTON ROAD
DUBLIN
4 Ireland
1
SVP, Alks Inc; CFO ALKS
Ordinary Shares
2020-03-01
4
M
0
4500
0
A
71168
D
Ordinary Shares
2020-03-01
4
F
0
1323
20.84
D
69845
D
Ordinary Shares
1669
I
By 2018 GRAT No. 2
Ordinary Shares
150000
I
By 2019 GRAT No. 1
Ordinary Shares
4000
I
By Sons
Restricted Stock Unit Award
0
2020-03-01
4
M
0
4500
0
D
2017-03-01
Ordinary Shares
4500
0
D
Shares held by James M. Frates 2018 Grantor Retained Annuity Trust No. 2 dated May 25, 2018 (the "2018 GRAT No. 2"). The Reporting Person is a trustee and beneficiary of the 2018 GRAT No. 2 and may be deemed to hold voting and dispositive
power with regard to the reported shares held by the 2018 GRAT No. 2.
Shares held by the 2019 GRAT No. 1. The Reporting Person is a trustee and beneficiary of the 2019 GRAT No. 1 and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2019 GRAT No. 1.
Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.
/s/ Shantale Greenson, attorney-in-fact for James M. Frates
2020-03-03