0001127602-19-006969.txt : 20190219 0001127602-19-006969.hdr.sgml : 20190219 20190219185342 ACCESSION NUMBER: 0001127602-19-006969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190216 FILED AS OF DATE: 20190219 DATE AS OF CHANGE: 20190219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRATES JAMES M CENTRAL INDEX KEY: 0001235598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35299 FILM NUMBER: 19616615 MAIL ADDRESS: STREET 1: 88 SIDNEY ST CITY: CAMBRIDGE STATE: MA ZIP: 021394136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alkermes plc. CENTRAL INDEX KEY: 0001520262 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981007018 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 BUSINESS PHONE: 00-353-1-772-8000 MAIL ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC DATE OF NAME CHANGE: 20110804 FORMER COMPANY: FORMER CONFORMED NAME: Antler Science Two Ltd DATE OF NAME CHANGE: 20110509 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-16 0001520262 Alkermes plc. ALKS 0001235598 FRATES JAMES M CONNAUGHT HOUSE 1 BURLINGTON ROAD DUBLIN 4 Ireland 1 SVP, Alks Inc; CFO ALKS Ordinary Shares 2019-02-16 4 M 0 3375 0 A 43664 D Ordinary Shares 2019-02-16 4 F 0 1098 32.54 D 42566 D Ordinary Shares 2019-02-17 4 M 0 3000 0 A 45566 D Ordinary Shares 2019-02-17 4 F 0 875 32.54 D 44691 D Ordinary Shares 4000 I By Sons Ordinary Shares 17204 I By 2014 GRAT Ordinary Shares 80000 I By 2018 GRAT No. 1 Ordinary Shares 45000 I By 2018 GRAT No. 2 Restricted Stock Unit Award 0 2019-02-16 4 M 0 3375 0 D 2019-02-16 Ordinary Shares 3375 10125 D Restricted Stock Unit Award 0 2019-02-17 4 M 0 3000 0 D 2018-02-17 Ordinary Shares 3000 6000 D Shares held by James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "2014 GRAT"). The Reporting Person is a trustee and beneficiary of the 2014 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2014 GRAT. Shares held by the James M. Frates 2018 Grantor Retained Annuity Trust No. 1 dated February 22, 2018 (the "2018 GRAT No. 1"). The Reporting Person is a trustee and beneficiary of the 2018 GRAT No. 1 and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2018 GRAT No. 1. Shares held by James M. Frates 2018 Grantor Retained Annuity Trust No. 2 dated May 25, 2018 (the "2018 GRAT No. 2"). The Reporting Person is a trustee and beneficiary of the 2018 GRAT No. 2 and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2018 GRAT No. 2. Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/16/19. Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18. /s/ Jennifer Baptiste, attorney-in-fact for James M. Frates 2019-02-19