0001127602-16-070166.txt : 20161215
0001127602-16-070166.hdr.sgml : 20161215
20161215185426
ACCESSION NUMBER: 0001127602-16-070166
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161214
FILED AS OF DATE: 20161215
DATE AS OF CHANGE: 20161215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alkermes plc.
CENTRAL INDEX KEY: 0001520262
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 981007018
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
BUSINESS PHONE: 00-353-1-772-8000
MAIL ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC
DATE OF NAME CHANGE: 20110804
FORMER COMPANY:
FORMER CONFORMED NAME: Antler Science Two Ltd
DATE OF NAME CHANGE: 20110509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRATES JAMES M
CENTRAL INDEX KEY: 0001235598
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35299
FILM NUMBER: 162054758
MAIL ADDRESS:
STREET 1: 88 SIDNEY ST
CITY: CAMBRIDGE
STATE: MA
ZIP: 021394136
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-12-14
0001520262
Alkermes plc.
ALKS
0001235598
FRATES JAMES M
CONNAUGHT HOUSE
1 BURLINGTON ROAD
DUBLIN
4 Ireland
1
SVP, Alks Inc; CFO ALKS
Ordinary Shares
2016-12-14
4
M
0
15000
14.13
A
127342
D
Ordinary Shares
2016-12-14
4
M
0
10000
11.74
A
137342
D
Ordinary Shares
2016-12-14
4
S
0
24900
54.7234
D
112442
D
Ordinary Shares
2016-12-14
4
S
0
100
55.20
D
112342
D
Ordinary Shares
4000
I
By Sons
Ordinary Shares
41041
I
By 2014 GRAT
Ordinary Shares
16562
I
By 2015 GRAT
Ordinary Shares
11421
I
By 2015 GRAT No. 2
Employee Stock Option (Right to Buy)
14.13
2016-12-14
4
M
0
15000
0
D
2017-11-05
Ordinary Shares
15000
0
D
Employee Stock Option (Right to Buy)
11.74
2016-12-14
4
M
0
10000
0
D
2020-05-17
Ordinary Shares
10000
41983
D
This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $54.20 to $55.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Shares held by James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "GRAT"). The Reporting Person is a trustee and beneficiary of the GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the GRAT.
Shares held by the James M. Frates Grantor Retained Annuity Trust dated May 29, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
Shares held by the James M. Frates Grantor Retained Annuity Trust No. 2 dated November 25, 2015 (the "2015 GRAT No. 2"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT No. 2 and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT No. 2.
These options are fully vested in accordance with their terms.
/s/ Jennifer Baptiste, attorney-in-fact for James M. Frates
2016-12-15