0001127602-16-044245.txt : 20160301 0001127602-16-044245.hdr.sgml : 20160301 20160301173702 ACCESSION NUMBER: 0001127602-16-044245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160301 DATE AS OF CHANGE: 20160301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alkermes plc. CENTRAL INDEX KEY: 0001520262 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981007018 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 BUSINESS PHONE: 00-353-1-772-8000 MAIL ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC DATE OF NAME CHANGE: 20110804 FORMER COMPANY: FORMER CONFORMED NAME: Antler Science Two Ltd DATE OF NAME CHANGE: 20110509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRATES JAMES M CENTRAL INDEX KEY: 0001235598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35299 FILM NUMBER: 161474710 MAIL ADDRESS: STREET 1: 88 SIDNEY ST CITY: CAMBRIDGE STATE: MA ZIP: 021394136 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-26 0001520262 Alkermes plc. ALKS 0001235598 FRATES JAMES M CONNAUGHT HOUSE 1 BURLINGTON ROAD DUBLIN 4 Ireland 1 SVP, Alks Inc; CFO ALKS Ordinary Shares 2016-02-26 4 M 0 2625 0 A 26659 D Ordinary Shares 4000 I By Sons Ordinary Shares 50801 I By 2014 GRAT Ordinary Shares 41423 I By 2015 GRAT Ordinary Shares 30000 I By 2015 GRAT No. 2 Restricted Stock Unit Award 0 2016-02-26 4 M 0 2625 0 D 2016-02-26 Ordinary Shares 2625 7875 D Employee Stock Option (Right to Buy) 32.27 2016-02-29 4 A 0 76000 0 A 2017-03-01 2026-02-28 Ordinary Shares 76000 76000 D Restricted Stock Unit Award 0 2016-02-29 4 A 0 18000 0 A 2017-03-01 Ordinary Shares 18000 18000 D Excludes 30,000 shares previously owned directly which were contributed to the James M. Frates Grantor Retained Annuity Trust No. 2 dated November 25, 2015 (the "2015 GRAT No. 2") on November 30, 2015, which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended. Shares held by James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "GRAT"). The Reporting Person is a trustee and beneficiary of the GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the GRAT. Shares held by the James M. Frates Grantor Retained Annuity Trust dated May 29, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT. Shares held by the 2015 GRAT No. 2. The Reporting Person is a trustee and beneficiary of the 2015 GRAT No. 2 and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT No. 2. Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 2/26/2016. Shares subject to the stock option award vest in four equal annual installments commencing on 3/1/2017. Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 3/1/2017. /s/ Jennifer Baptiste, attorney-in-fact for James M. Frates 2016-03-01