0001127602-15-019188.txt : 20150601
0001127602-15-019188.hdr.sgml : 20150601
20150601193153
ACCESSION NUMBER: 0001127602-15-019188
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150528
FILED AS OF DATE: 20150601
DATE AS OF CHANGE: 20150601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alkermes plc.
CENTRAL INDEX KEY: 0001520262
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 981007018
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
BUSINESS PHONE: 00-353-1-772-8000
MAIL ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC
DATE OF NAME CHANGE: 20110804
FORMER COMPANY:
FORMER CONFORMED NAME: Antler Science Two Ltd
DATE OF NAME CHANGE: 20110509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRATES JAMES M
CENTRAL INDEX KEY: 0001235598
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35299
FILM NUMBER: 15904963
MAIL ADDRESS:
STREET 1: 88 SIDNEY ST
CITY: CAMBRIDGE
STATE: MA
ZIP: 021394136
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-05-28
0001520262
Alkermes plc.
ALKS
0001235598
FRATES JAMES M
CONNAUGHT HOUSE
1 BURLINGTON ROAD
DUBLIN 4 IRELAND
1
SVP & CFO, Alkermes plc
Ordinary Shares
2015-05-28
4
M
0
2500
0
A
85115
D
Ordinary Shares
2015-05-28
4
F
0
1178
59.92
D
48713
D
Ordinary Shares
4000
I
By Sons
Ordinary Shares
50801
I
By 2014 GRAT
Ordinary Shares
41423
I
By 2015 GRAT
Restricted Stock Unit Award
0
2015-05-28
4
M
0
2500
0
D
2014-05-28
Ordinary Shares
2500
5000
D
Includes 6,199 shares received on May 29, 2015 pursuant to an annuity payment from the James M. Frates Grantor Retained Annuity Trust dated March 14, 2014 (the "2014 GRAT"), which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.
Excludes 41,423 shares previously owned directly which were contributed to the James M. Frates Grantor Retained Annuity Trust dated May 29, 2015 (the "2015 GRAT") on June 1, 2015, which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.
Shares held by the 2014 GRAT. The Reporting Person is a trustee and beneficiary of the 2014 GRAT and may be deemed to share voting and dispositive power with regard to the reported shares held by the 2014 GRAT.
Shares held by the 2015 GRAT. The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 5/28/14.
/s/ Jennifer Baptiste, attorney-in-fact for James M. Frates
2015-06-01